IOSCO to launch 2019 World Investor Week to promote investor education

13/09/2019

IOSCO/MR/22/2019 Madrid, 14 August 2019 IOSCO to launch 2019 World Investor Week to promote investor education The International Organization of […]

Reduction Of Exemption Fees For Some Capital Market Experts

13/09/2019

You may wish to recall that Capital Market Professionals with a minimum of 15 years relevant post-qualification experience with not […]

Unclaimed Dividends Of Defunct Afribank Plc

11/09/2019

The Securities and Exchange Commission (“The Commission”) wishes to inform shareholders of the defunct Afribank Plc that unclaimed dividends by […]

Report of the FinTech Roadmap Committee of the Nigerian Capital Market

28/08/2019

At the 2nd Capital Market Committee Meeting of the year, which took place on Thursday, August 22, 2019, the Report […]

Notification For Second CMC Meeting In 2019

15/08/2019

The Second Capital Market Committee (CMC) Meeting in 2019 has been scheduled to hold on Thursday, 22nd August, 2019 at […]

SEC Continues Verification of Dantata Investors

29/07/2019

The Securities and Exchange Commission has continued verifying claims of 4,160 unpaid investors of the illegal investment scheme organised by […]

CMOS Without Managing Directors And Compliance Officers

27/06/2019

The attention of the Securities and Exchange Commission (“the Commission“) has been drawn to the recent trend by which CMOs […]

RE: Cross-Reference Checklist Review

10/06/2019

The general public is hereby notified that the Commission commenced the Cross-Reference Checklist Review of Bond/fixed income applications with effect […]

Press Release On Suspension Of The Annual General Meeting Of Oando Plc

10/06/2019

The Securities & Exchange Commission (‘the Commission’) hereby notifies the public that further to the Ex-parte Order of the Federal […]

Investigation Of Oando Plc

09/06/2019

June 7, 2019 The attention of the SEC has been drawn to various reports questioning the regulatory authority of the […]

Press Release on Investigation of Oando Plc

31/05/2019

Following the receipt of two petitions by the Commission in 2017, investigations were conducted into the activities of Oando Plc […]

Circular On Unclaimed Dividends Of Defunct Skye Bank Plc

31/05/2019

The Securities & Exchange Commission (‘’the Commission’’)wishes to inform shareholders of the defunct Skye Bank Plc that unclaimed dividends declared […]

Rescheduled – Special Training For Interested Sponsored Individuals And Other Capital Market Practitioners

31/05/2019

The Securities and Exchange Commission hereby notifies all capital market operators that the special training earlier scheduled for May 28-29, […]

Unethical Practice Of Commission Sharing By Brokers, Issuing Houses/Bookrunners And Other Receiving Agents

27/05/2019

The attention of the Securities and Exchange Commission (the Commission) has been drawn to an emerging trend of unethical conduct […]

SEC, NSE Streamline Listing Process to Encourage More Listings

23/05/2019

Lagos, May 23, 2019. The Securities and Exchange Commission (SEC) and the Nigerian Stock Exchange (“The Exchange” or “NSE”) have […]

Special Training For Interested Sponsored Individuals And Other Capital Market Practitioners

13/05/2019

The Securities and Exchange Commission hereby notifies all capital market operators of the special training for interested sponsored individuals and […]

Public Notice On Dantata Success And Profitable Company

08/05/2019

The Securities and Exchange Commission (the Commission), pursuant to its powers under section 13(w) of the Investments and Securities Act […]

Notice Of Registration Interview Of Capital Market Operators April 16th 17th & 18th, 2019

15/04/2019

The Commission will hold its Registration Interview Meeting for; Companies seeking fresh Registration into the Nigerian capital market. Additional sponsored […]

Re: Extension Of Deadline On Issuance Of Dividend Warrants And Free E-Dividend Registration Exercise

28/03/2019

We refer to the circular dated 29thJune 2017 issued by the Securities and Exchange Commission (“the Commission”) on the above subject […]

Public Notice On Visionscape

08/03/2019

The attention of the Commission has been drawn to news media publications regarding the default in repayment on Visionscape Bond […]

Illegal fund manager – Dantata Success and Profitable Company

25/02/2019

The Securities and Exchange Commission (the Commission) pursuant to its powers under Section 13 (w) of the Investments and Securities […]

Notice To All Issuers And Issuing Houses

20/02/2019

RE:    Filing of Consent Letters, Executed Offer Documents (Adverts, Posters, and Specimen Certificates and Allotment Advice) Sub-national Issuers – Consent […]

Notification for First Capital Market Committee Meeting In 2019

08/02/2019

The First Capital Market Committee (CMC) Meeting in 2019 has been scheduled to hold on Thursday, 21stMarch, 2019 at the Eko Hotels & […]

Notice on the Passage of the Federal Competition and Consumer Protection Act

08/02/2019

On Tuesday, February 5, 2019, President Muhammadu Buhari signed the Federal Competition and Consumer Protection Act into law. The Law […]

Nigeria Capital Market Institute Training Calendar 2019

21/01/2019

CLICK HERE TO PAY FEES N.B. Please select WORKSHOP/TRAINING FEES under “service name” and input the course title under “Description“ Contact […]

Fidelity Bond for the year 2019

18/01/2019

By virtue of Rule 27 (1) of SEC Rules and Regulations, (made pursuant to the Investments and Securities Act, 2007) […]

Refresher Course For Capital Market Operators

14/01/2019

Please be informed that Refresher Course for Capital Market Operators is slated as follows: Ø  Date: 21 – 22, January […]

Introduction of the Interpretive Guidance Note (IGN)

14/11/2018

The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The […]

Frequently Asked Questions On Regularization Of Multiple Subscriptions

06/11/2018

The Securities and Exchange Commission (”The Commission”) has received enquiries from investors who are interested in (a) identifying shares which […]

Collection of CMO Certificates of Registration

24/10/2018

The Commission hereby notifies all Capital Market Operators (CMOs) to collect their original certificates of Registration with the Commission The […]

Notification For Third CMC Meeting In 2018

19/10/2018

The Third Capital Market Committee (CMC) Meeting in 2018 has been scheduled to hold on Wednesday, 14th November, 2018 at the Federal Palace Hotel, […]

New Rule And Sundry Amendments To The Rules And Regulations Of The Commission

19/10/2018

SUMMARY OF CHANGES New rule (1) Rules on Green Bonds  Sundry Amendments (1) Inclusion of BVN as a valid means […]

Public Notice: Online Retail Foreign Exchange (Forex) Trading

19/10/2018

The attention of the Securities and Exchange Commission (SEC) has been drawn to the increased advertisements in electronic and other […]

Invitation to Tender

16/10/2018

1.0 INTRODUCTION As part of efforts in leveraging Technology for the improvement of her business operations to enhance productivity and […]

Mandatory Registration Of All Capital Market Operators With Their Respective Trade Groups/Associations

10/10/2018

The Commission hereby draws the attention of all Capital Market Operators to Rule 25(1)(a) of the SEC Rules and Regulations […]

Training Programme For Capital Market Operators

04/09/2018

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          September […]

Notice of Capital Market Stakeholders’ Forum

18/07/2018

The general public and relevant stakeholders are hereby notified that the 2ndCapital Market Stakeholders’ Forum being anchored by the National […]

Re: publication on proposed initial public offering (IPO) of MTN nigeria limited

08/07/2018

  The attention of the Securities and Exchange Commission has been drawn to a publication in pages 1 & 38 […]

Lifting of Technical Suspension on OANDO Shares

12/04/2018

Shares of Oando Nigeria Plc were placed on technical suspension in October 2017 upon the announcement of forensic audit which […]

IOSCO Puts the Spotlights On Virtual Currencies

26/02/2018

The Board of the International Organisation of Securities Commissions (IOSCO), met for a two day meeting at its headquarters in […]

Forensic Exercise On Oando Plc

05/12/2017

The Securities and Exchange Commission has reiterated its decision to conduct a Forensic Exercise into the activities of Oando Plc. […]

SEC Circular to all Capital Market Operators on Rendition of Various Returns for AML/CFT and NFIU

27/07/2017

CONSOLIDATED GRID FOR RENDITION OF VARIOUS ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM (AML/CFT) RETURNS BY CAPITAL MARKET OPERATORS […]

SEC Circular to all Capital Market Operators and Public Limited Companies to comply with Executive Order No.004 of 2017 on VAIDS

25/07/2017

The Securities and Exchange Commission (The Commission) wishes to draw the attention of all Capital Market Operators (CMO’s) and Public […]

Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Extension of Deadline on Issuance of Dividend Warrants and Free e-Dividend Registration Exercise

29/06/2017

Following numerous requests received from the investing public, the Securities and Exchange Commission is pleased to announce that the deadline […]

Circular to All Capital Market Experts or Professionals Who did not Respond to the Commission’s Request for Data Update

12/05/2017

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Conviction of an Illegal Operator “Marian Moses Ventures Ltd” by the Federal High Court Kaduna Division

16/02/2017

Management of the Securities and Exchange Commission wishes to draw the attention of the investing public to the Judgment of […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

SEC Reorganizes for Efficiency

16/01/2017

The Securities and Exchange Commission (SEC) wishes to draw the attention of all capital market operators to the following reorganization […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)

Notice Of Meeting With the Directors and Sponsored Individuals of TransGlobe Investment and Finance Company Limited

30/12/2016

The Commission is investigating various complaints against Transglobe Investment & Finance Company Ltd, a company of which you are Directors […]

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

Update of Registration Information with the Commission

09/12/2016

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]

Public Notice On Dividend Warrants Acceptance Into Savings Accounts

04/08/2016

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that dividend warrants can now be deposited […]

Current Position on CMO Recapitalization Exercise

09/05/2016

This is to clear the misconception in the media of the pronouncement made by the DG of SEC regarding the […]

Circular_Commencement of Direct Cash Settlement (DCS)

31/12/2015

TO: ALL GENERAL INVESTING PUBLIC AND CAPITAL MARKET OPERATORS  CIRCULAR ON THE COMMENCEMENT OF DIRECT CASH SETTLEMENT (DCS) This is […]

Revocation of Registration of Capital Market Operators

21/12/2015

ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS   The Securities and Exchange Commission is empowered under section 30 (1) […]

Public Notice_In the Matter of Claims against Mega Asset Managers Limited

21/12/2015

16th December, 2015   IN THE MATTER OF CLAIMS AGAINST MEGA ASSET MANAGERS LIMITED FOR FRAUDULENT CONVERSION OF CLIENTS’ FUNDS […]

Publication of the BGL 50 Index in Thisday Newspapers

15/12/2015

Public Notice Publication of the BGL 50 Index in Thisday Newspapers    The attention of the Securities and Exchange Commission […]

Cancellation of Certificates of Registration_Prenotice201115

15/12/2015

PRENOTICE ON CANCELLATION OF CERTIFICATES OF REGISTRATION OF INACTIVE CAPITAL MARKET OPERATORS   The under-listed ninety-four (94) Capital Market Operators […]

Public Notice – Fidelity Bond_121115

15/12/2015

PUBLIC NOTICE TO ALL CAPITAL MARKET OPERATORS ON FIDELITY BONDS   All Capital Market Operators (CMOs) and Consultants are hereby […]

3rd Quarter CMC Meeting_111115

15/12/2015

NOTICE OF CAPITAL MARKET COMMITTEE (CMC) MEETING The Commission wishes to inform members of the Capital Market Committee (CMC) and […]

NOTICE OF REGISTRATION COMMITTEE MEETING – NOVEMBER 9 & 10, 2015

15/12/2015

Registration of additional sponsored individuals, additional Capital Market functions and fresh applicants to hold on Monday 9 and Tuesday 10 […]

Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015 Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015

15/12/2015

The Securities & Exchange Commission wishes to bring to the notice of all Public Companies that the proposed launching of […]

Circular: Registrars – Implementation of E-Dividend Mandate Management System (E-Dmms) Portal

19/10/2015

Further to the launching of the e-Dividend Mandate Management System (e-DMMS) Portal on 29thJuly 2015 by the Commission and the […]

PUBLIC NOTICE ON THE IMPLEMENTATION OF e-DIVIDEND MANDATE MANAGEMENT SYSTEM (e-DMMS) PORTAL

19/10/2015

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that enrolment for e-Dividend payments can now […]