Notification for 2023 First CMC Webinar Meeting

22/03/2023

The 2023 first Capital Market Committee (CMC) Webinar Meeting has been scheduled to hold on Wednesday, 12th April, 2023. The usual interface with members […]

Ponzi: Court Sets March 16 for Trial of Vektr Capital & 2 Ot

13/02/2023

Justice Zainab Abubakar of the Federal High Court, Court 4, Abuja has set March 16, 2023 for the commencement of […]

Corrigendum – Prequalification and Expression of Interest (EOI). PROJECT ID NO: P-NG-HZ0-007

18/01/2023

The attention of the general public is hereby drawn to the earlier advertisement published by the Securities and Exchange Commission […]

Blacklisting Of Four (4) Italian E-Commerce Companies

22/12/2022

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to a report that the Italian securities […]

Request For Expressions Of Interest (Consulting Services-Firms)

22/12/2022

Institutional Capacity Development on Green Finance and Green Bonds for the Securities and Exchange Commission, Nigerian Exchange Group and Capital […]

Notice To All Capital Market Operators (CMOs) For Renewal Of 2023 Registration.

12/12/2022

This is to inform all Capital Market Operators and the general public that the annual renewal of Registration for year […]

Circular On Designation Of Ten Individuals And Three Entities By The National Sanctions Committee And Addition To The Nigeria Sanctions List

10/11/2022

NSC/SEC/MON/AML/CFT/112022/02                                                   All Capital Market Operators (CMOs) and Stakeholders are hereby notified that pursuant to section 49 of the Terrorism (Prevention […]

Notification for Third CMC meeting in 2022 and the launch of the Nigerian Capital Market Masterplan (2021 -2025).

01/11/2022

The 2022 Third Capital Market Committee (CMC) Meeting has been scheduled to hold on Thursday, 24TH November, 2022 at the […]

Amendment to the Investment and Securities (Exemption of State Government etc.) Order, 2019

27/09/2022

The Securities and Exchange Commission wishes to notify all Capital Market Operators (CMOs) and the general public that the Honourable […]

Financial Literacy Technical Committee Presents A Timely Webinar On Fintech And The Capital Market

09/09/2022

Topic: Fintech and the Capital Market: Opportunities or Threats Financial technology, also known as FinTech, is the use of technology […]

Circular On Periodic Updates Of Registered Farmers Cooperatives And Warehouses Linked To Commodity Exchanges

01/09/2022

The Commission hereby directs that all Commodity Exchanges registered with the Commission are henceforth required to include information on the […]

Re: Warning Against Investing With Unregistered Investments Crowdfunding Platforms

04/08/2022

The Securities and Exchange Commission (the Commission) has observed with concern the fraudulent activities of some unregistered investment crowdfunding platforms […]

Rules on Issuance Offering and Custody of Digital Assets_SEC NIGERIA 11 MAY 2022

13/05/2022

Rules on Issuance Offering and Custody of Digital Assets_SEC NIGERIA 11 MAY 2022

Circular On Processing Fee For Fairness Review Of Mergers, Takeovers And Acquisitions By The Securities And Exchange Commission, Nigeria

11/04/2022

The Commission, pursuant to its powers under the Investment and Securities Act (ISA), 2007, and Rule 6 of the Amended […]

Activities Of Some Unregistered Investments Schemes

17/03/2022

The Securities and Exchange Commission (“SEC”), on March 14, 2022 shut the offices of the following companies: OXFORD INTERNATIONAL GROUP/OXFORD […]

Circular To Issuing Houses On “No-Objection For Transactions”

03/03/2022

The Securities and Exchange Commission (“the Commission”) hereby draws the attention of Issuing Houses to the due diligence requirement for […]

Re: Notice To All Capital Market Operators (CMOs) On 2022 Renewal Of Registration

21/01/2022

Further to our earlier circular released on 16th December 2021 on the above subject, this is a reminder to all […]

Submission Of Fourth (4th) Quarter Unaudited And Annual Audited Financial Statements By Public Companies

20/01/2022

Sequel to the Pilot Scheme on filing of Fourth (4th) Quarter and Annual Audited Financial Statements by Public Companies introduced […]

FG’s Official Gazzette On Proscription Of Banditry And Screening Of Clients Against Sanction Lists

17/01/2022

All Capital Market Operators (CMOs) are hereby notified that in line with the requirements of the Terrorism Prevention Act (No. […]

Circular To All Registered Fund/Portfolio Managers On Annual Regulatory And Supervision Fees

27/12/2021

The Commission hereby draws the attention of all registered Fund/Portfolio Managers to the SEC Rule on Annual Supervision Fees for […]

Activities Of FinAfrica Investment Limited (Chinmark Group)

25/12/2021

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Activities Of Poyoyo Investment (Pilvest) Nigeria Limited

24/12/2021

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the electronic and WhatsApp messages being […]

Notice To All Capital Market Operators (CMOS) On 2022 Renewal Of Registration

16/12/2021

This is to inform all Capital Market Operators (CMOs) and the general public that the annual renewal of Registration of […]

Circular On The Commencement Of Regulatory Fee On Fixed Income (Bonds) Secondary Market Transactions

16/12/2021

This circular is made pursuant to Section 13(u) of the Investments and Securities Act (ISA), 2007 and Schedule 1, Part […]

Request For Expressions Of Interest (Consulting Services-Firms)

02/12/2021

REQUEST FOR EXPRESSIONS OF INTEREST (CONSULTING SERVICES-FIRMS) NIGERIA RISK-BASED SUPERVISION FRAMEWORK IMPLEMENTATION AND CAPACITY BUILDING PROJECT Institutional Capacity Building on […]

Guidance On The Implementation Of Sections 60 – 63 Of The Investments And Securities Act, 2007 – Extension Of Compliance Date To December 2023

08/11/2021

Further to our circular on the framework for the implementation of Sections 60 to 63 of the Investments and Securities […]

Notification For 2021 Third CMC Webinar Meeting

20/10/2021

The 2021 Third Capital Market Committee (CMC) Webinar Meeting has been scheduled to hold on Thursday, 11th November, 2021. The […]

Request for Expression of interest (Consulting Services-Firms)

16/08/2021

NIGERIA RISK-BASED SUPERVISION FRAMEWORK IMPLEMENTATION PROJECT SECTOR: NIGERIAN CAPITAL MARKET GRANT NO.: G-NG-H00-SUP-001: PROJECT ID NO.: P-NG-HZ0-007 The SECURITIES & […]

Update On Renewal Of Registration By Capital Market Operators

13/08/2021

The Securities and Exchange Commission (“the Commission”) refers to its previous Circulars and e-mail dated 28th June 2021 on the […]

General Procurement Notice – Risk Based Supervision Framework Implementation And Capacity Development Project

10/08/2021

The Securities & Exchange Commission, Nigeria  has received a grant from the African Development Bank Group administered/Capital Markets Development Trust […]

Judgement Of The Federal High Court In Respect Of BARA Finance & Investment Ltd And Its Management/Promoters

05/08/2021

The Securities and Exchange Commission (“the Commission”) wishes to draw the attention of the general public to the judgement of […]

Proposed major amendment to rules on securities exchanges and other sundry amendments

27/07/2021

Major Amendment Proposed Amendment to Part E- Rules on Securities Exchanges. View all amendments here All comments and input should […]

OANDO Plc Enters Into A Settlement With The Securities And Exchange Commission

19/07/2021

Pursuant to the powers conferred on the Securities and Exchange Commission (the Commission) by the Investments and Securities Act 2007, […]

Interoperability/Financial Market Infrastructures Link Framework Among Central Securities Depositories

29/06/2021

Introduction The Nigerian capital market has witnessed remarkable growth in the last few years in terms of size, market participants […]

Official Disclaimer on SEC Registration of MBA Capital and Trading Limited

22/06/2021

The attention of the Securities and Exchange Commission (“the Commission”) has been drawn to a publication in one of the […]

Circular on the SEC Regulatory Incubation Program

16/06/2021

The Securities and Exchange Commission (SEC) announces the imminent roll-out of the SEC Regulatory Incubation (RI) program for FinTechs operating […]

SEC Nigeria Takes Over Leadership Of The West Africa Securities Regulators Association (WASRA)

16/06/2021

Mr. Lamido Yuguda, the Director General of the Securities and Exchange Commission, Nigeria took over the mantle of leadership of […]

Deadline for registration as a crowdfunding intermediary/platform

11/06/2021

This is to inform all existing investment crowdfunding portals/digital commodities investment platforms operating in Nigeria that the deadline for registration […]

Notice To The Public On Crowdyvest Halal Fund

31/05/2021

The attention of the Commission was drawn to the proposed launch of a Crowdyvest Halal Fund by Crowdyvest an unregistered […]

Effective Date Of The Crowdfunding Rules

26/05/2021

This is to inform all stakeholders that as part of efforts to ensure investor protection while encouraging innovation in the […]

Update on Renewal of Registration for Capital Market Operators

10/05/2021

The Securities and Exchange Commission (SEC) wishes to inform all registered Capital Market Operators (CMOs) that in line with the […]

Official Disclaimer on Fake SEC Website and Fictitious Recruitment Exercise

30/04/2021

The attention of the Securities and Exchange Commission (“the Commission”) has been drawn to several websites and blogs purportedly affiliated […]

Press Release – Update On Suspension Of The Annual General Meeting Of OANDO PLC

30/04/2021

The attention of the Securities and Exchange Commission (“The Commission”) has been drawn to publications in various media on the […]

Proliferation of Unregistered Online Investment and Trading Platforms Facilitating Access to Trading in Securities Listed in Foreign Markets

08/04/2021

The attention of the Securities and Exchange Commission (the Commission) has been drawn to the existence of several providers of […]

Circular On Warehousing And Collateral Management

29/03/2021

The Securities and Exchange Commission wishes to bring to the notice of the general public and Capital Market Operators (CMOs) […]

Motion for Injuction / Stay of Execution – Engineer Patrick Ajudua Vs SEC & OANDO Plc

26/03/2021

The Securities and Exchange Commission (SEC) wishes to inform the general public that it has filed a Motion for Injunction/Stay […]

Circular On The Renewal Of Registration

23/03/2021

The Securities and Exchange Commission (SEC) hereby notifies the general public and Capital Market Operators (CMOs) in particular, of the […]

Guidance On The Implementation Of Sections 60 – 63_Of The Investments And Securities Act_2007

08/03/2021

The global corporate scandals that occurred in 2001 were linked to weaknesses in financial reporting and accounting practices. In response, […]

Press Statement

24/02/2021

The attention of the Securities and Exchange Commission (the Commission) has been drawn to several publications in the media, where […]

Notification For 2021 First CMC Webinar Meeting

17/02/2021

The 2021 First Capital Market Committee (CMC) Webinar Meeting has been scheduled to hold on Thursday, 15th April, 2021. The […]

Press Release On Cryptocurrencies

11/02/2021

The Securities and Exchange Commission (SEC) has received several comments and inquiries from the public on a perceived policy conflict […]

The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading

19/12/2020

The Investments and Securities Tribunal, (IST) on Thursday 17th December 2020, made interim Orders restraining a Fintech company, Chaka Technologies […]

Circular To Regulated Entities And Capital Market Stakeholders

18/12/2020

The Federal Ministry of Health and the Nigeria Centre for Disease Control (NCDC) has warned that the country is on […]

Conduct Of Illegal Fund Management By Famzhi Interbiz Limited

18/12/2020

The attention of the Securities and Exchange Commission (the Commission) has been drawn to the illegal fund management operation conducted […]

Circular To All Brokers/Dealers

03/12/2020

Rule 56 (1&2) (c) of the Rules and Regulations of the Securities and Exchange Commission provides that: “Registered brokers/dealers shall […]

Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators

10/11/2020

The under-listed one hundred and fifty-seven (157) Capital Market Operators (CMOs) were registered by the Securities and Exchange Commission to […]

CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020

05/11/2020

The Securities and Exchange Commission (SEC) has noted the recent general disruption to business operations across the country and the […]

CIRCULAR – AUDITED ACCOUNTS OF COLLECTIVE INVESTMENT SCHEMES

22/10/2020

Pursuant to the provisions of Section 169(2)&(3) and Section 181(1)(f),(g)&(h) of the Investment and Securities Act 2007, and the importance […]

CIRCULAR TO ALL CAPITAL MARKET OPERATORS

22/10/2020

In line with Section 38(2) of the Investments and Securities Act 2007 which empowers the Securities and Exchange Commission (“the […]

EXPRESSION OF INTEREST ICT TRANSFORMATION – TECHNICAL RESIDENT ADVISOR

16/10/2020

Securities and Exchange Commission of Nigeria and FSD Africa are inviting qualified individuals to submit their Expressions of Interest for […]

Nigeria Commemorates World Investor Week

14/10/2020

Nigeria, represented by the Securities and Exchange Commission and other stakeholders, will, in the month of October 2020, join the […]

SEC Corporate Governance Guideline and Revised FORM 01

10/10/2020

Click here to download the template for reporting compliance ( SEC FORM 01) GOVERNANCE GUIDELINES The Financial Reporting Council of […]

Statement On Digital Assets And Their Classification And Treatment

14/09/2020

INTRODUCTION Digital assets offerings provide alternative investment opportunities for the investing public; it is therefore essential to ensure that these offerings operate […]

Notification For 2020 First CMC Webinar Meeting

10/08/2020

The 2020 First Capital Market Committee (CMC) Webinar Meeting has been scheduled to hold on Thursday, 20th August, 2020. The […]

Re: Activities Of An Illegal Operator IBSmartify Nigeria

26/06/2020

The attention of the Commission has been drawn to the activities of iBSmartify Nigeria the promoters of a Blockchain known […]

New Rules On Collective Investment Schemes

22/06/2020

Sequel to the publication of new Rules relating Collective Investment Schemes in December 2019, the Commission hereby issues the following […]

Requirement For Additional Information On All Prospectuses Issued To The Public

18/06/2020

This is to inform all stakeholders that as part of efforts to ensure investor protection and promote transparency in the […]

Official Disclaimer on alleged Resignation of Ms. Mary Uduk as SEC DG

14/06/2020

The Securities and Exchange Commission’s (the Commission) attention has been drawn to a publication in the media on sunday June […]

Circular To All Regulated Entities And The Market – Update On COVID 19

11/05/2020

Following the Federal Government’s partial easing of the lockdown measures introduced to minimize the spread of Covid-19 across Nigeria, it […]

The Nigerian Capital Market Community Launches Initiative To Support The Fight Against COVID-19

21/04/2020

Following the confirmation of the COVID-19 index case in Nigeria on February 27, 2020 and the subsequent identification of other […]

Official Disclaimer On Alleged Recruitment Exercise

13/04/2020

The Securities and Exchange Commission’s (the Commission) attention has been drawn to some messages and a video being circulated in […]

Exposure Of Investor’s Data And Consent Form

06/04/2020

The Commission has identified a number of challenges associated with identity management in the Nigerian Capital Market. As part of […]

Circular To All Regulated Entities And The Market

31/03/2020

In light of the global pandemic of the Coronavirus Disease (COVID-19) and in furtherance to the Commission’s circular of March […]

Clarification On Prohibition Of Gifts At General Meetings (AGMS/EGMS)

26/03/2020

March 03, 2020 The Securities and Exchange Commission wishes to clarify the application of Rule 602 (4) of its Rules […]

Activities Of Unlawful Market Operators

26/03/2020

MARCH 11, 2020 The Securities and Exchange Commission wish to draw the attention of the investing public to the activities […]

Circular To Capital Market Stakeholders On Covid-19

24/03/2020

The spread of the Corona Virus (COVID-19) worldwide has created a degree of uncertainty and anxiety, as governments and health […]

Circular to all Capital Market Operators/Stakeholders on Post-Approval Amendments to Transaction Documents

23/03/2020

Notice is hereby given to all capital market operators/stakeholders that in addition to the complete filing directive of the Commission, […]

2020 Capital Market Committee Meeting Calendar

18/03/2020

This is to notify the Capital Market Stakeholders that the 2020 CMC meetings have been scheduled to hold as tabulated […]

International Conference on the Nigerian Commodities Market 16-17 March 2020

14/03/2020

The Securities and Exchange Commission in collaboration with the Implementation Committee on the Commodities Trading Ecosystem Roadmap, invites you to […]

Maintaining And Updating Comprehensive Investors/Shareholders Account Information

13/03/2020

The Securities and Exchange Commission (the Commission) in furtherance of its investor protection and market development mandate has over the […]

Communique Issued At The 2020 Budget Seminar Themed “Leveraging The 2020 Budget And The Finance Act For The Growth Of The Nigerian Capital Market”

13/03/2020

13th February 2020 Lagos Download PDF  1. The Budget Seminar Series is a forum for evaluating the nexus between the […]

Securities And Exchange Commission’s 4th Budget Seminar

07/02/2020

The Commission will hold its 4th Budget Seminar Series with the theme, “Leveraging the 2020 Budget and Finance Act for […]

Training Programme For Capital Market Operators and Compliance Officers

07/02/2020

04/02/2020 The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          […]

Public Notice – Penalties and Ban Expiration – Adekunle Alli

29/01/2020

Sequel to the Commission’s APC decision in respect of BGL Group in APC/1/2015: RIVERS STATE MINISTRY OF FINANCE & 31 OTHERS […]

Guidelines On Net Capital: SEC Rule 57 And 58

29/01/2020

The Commission hereby issues the under listed guidelines to facilitate effective compliance with SEC Rules 57 & 58 on Net […]

Amendment To Rule 27 – (Fidelity Bond)

30/12/2019

The Securities and Exchange Commission wishes to inform all Capital Market Operators (CMOs) that in line with Section 313 of […]

Operations Of Nominee Accounts By Capital Market Operators

28/10/2019

Following the amendment of Rule 61 (2) of the Consolidated SEC Rules and Regulations 2013 on the Regulation of Nominee […]

BGL Group APC Decision

05/10/2019

Sequel to the Commission’s APC decision in respect of BGL Group in APC/1/2015: RIVERS STATE MINISTRY OF FINANCE & 31 OTHERS […]

IOSCO to launch 2019 World Investor Week to promote investor education

13/09/2019

IOSCO/MR/22/2019 Madrid, 14 August 2019 IOSCO to launch 2019 World Investor Week to promote investor education The International Organization of […]

Reduction Of Exemption Fees For Some Capital Market Experts

13/09/2019

You may wish to recall that Capital Market Professionals with a minimum of 15 years relevant post-qualification experience with not […]

Unclaimed Dividends Of Defunct Afribank Plc

11/09/2019

The Securities and Exchange Commission (“The Commission”) wishes to inform shareholders of the defunct Afribank Plc that unclaimed dividends by […]

Report of the FinTech Roadmap Committee of the Nigerian Capital Market

28/08/2019

At the 2nd Capital Market Committee Meeting of the year, which took place on Thursday, August 22, 2019, the Report […]

Notification For Second CMC Meeting In 2019

15/08/2019

The Second Capital Market Committee (CMC) Meeting in 2019 has been scheduled to hold on Thursday, 22nd August, 2019 at […]

SEC Continues Verification of Dantata Investors

29/07/2019

The Securities and Exchange Commission has continued verifying claims of 4,160 unpaid investors of the illegal investment scheme organised by […]

CMOS Without Managing Directors And Compliance Officers

27/06/2019

The attention of the Securities and Exchange Commission (“the Commission“) has been drawn to the recent trend by which CMOs […]

RE: Cross-Reference Checklist Review

10/06/2019

The general public is hereby notified that the Commission commenced the Cross-Reference Checklist Review of Bond/fixed income applications with effect […]

Press Release On Suspension Of The Annual General Meeting Of Oando Plc

10/06/2019

The Securities & Exchange Commission (‘the Commission’) hereby notifies the public that further to the Ex-parte Order of the Federal […]

Investigation Of Oando Plc

09/06/2019

June 7, 2019 The attention of the SEC has been drawn to various reports questioning the regulatory authority of the […]

Press Release on Investigation of Oando Plc

31/05/2019

Following the receipt of two petitions by the Commission in 2017, investigations were conducted into the activities of Oando Plc […]

Circular On Unclaimed Dividends Of Defunct Skye Bank Plc

31/05/2019

The Securities & Exchange Commission (‘’the Commission’’)wishes to inform shareholders of the defunct Skye Bank Plc that unclaimed dividends declared […]

Rescheduled – Special Training For Interested Sponsored Individuals And Other Capital Market Practitioners

31/05/2019

The Securities and Exchange Commission hereby notifies all capital market operators that the special training earlier scheduled for May 28-29, […]

Unethical Practice Of Commission Sharing By Brokers, Issuing Houses/Bookrunners And Other Receiving Agents

27/05/2019

The attention of the Securities and Exchange Commission (the Commission) has been drawn to an emerging trend of unethical conduct […]

SEC, NSE Streamline Listing Process to Encourage More Listings

23/05/2019

Lagos, May 23, 2019. The Securities and Exchange Commission (SEC) and the Nigerian Stock Exchange (“The Exchange” or “NSE”) have […]

Special Training For Interested Sponsored Individuals And Other Capital Market Practitioners

13/05/2019

The Securities and Exchange Commission hereby notifies all capital market operators of the special training for interested sponsored individuals and […]

Public Notice On Dantata Success And Profitable Company

08/05/2019

The Securities and Exchange Commission (the Commission), pursuant to its powers under section 13(w) of the Investments and Securities Act […]

Notice Of Registration Interview Of Capital Market Operators April 16th 17th & 18th, 2019

15/04/2019

The Commission will hold its Registration Interview Meeting for; Companies seeking fresh Registration into the Nigerian capital market. Additional sponsored […]

Re: Extension Of Deadline On Issuance Of Dividend Warrants And Free E-Dividend Registration Exercise

28/03/2019

We refer to the circular dated 29thJune 2017 issued by the Securities and Exchange Commission (“the Commission”) on the above subject […]

Public Notice On Visionscape

08/03/2019

The attention of the Commission has been drawn to news media publications regarding the default in repayment on Visionscape Bond […]

Illegal fund manager – Dantata Success and Profitable Company

25/02/2019

The Securities and Exchange Commission (the Commission) pursuant to its powers under Section 13 (w) of the Investments and Securities […]

Notice To All Issuers And Issuing Houses

20/02/2019

RE:    Filing of Consent Letters, Executed Offer Documents (Adverts, Posters, and Specimen Certificates and Allotment Advice) Sub-national Issuers – Consent […]

Notification for First Capital Market Committee Meeting In 2019

08/02/2019

The First Capital Market Committee (CMC) Meeting in 2019 has been scheduled to hold on Thursday, 21stMarch, 2019 at the Eko Hotels & […]

Notice on the Passage of the Federal Competition and Consumer Protection Act

08/02/2019

On Tuesday, February 5, 2019, President Muhammadu Buhari signed the Federal Competition and Consumer Protection Act into law. The Law […]

Nigeria Capital Market Institute Training Calendar 2019

21/01/2019

CLICK HERE TO PAY FEES N.B. Please select WORKSHOP/TRAINING FEES under “service name” and input the course title under “Description“ Contact […]

Fidelity Bond for the year 2019

18/01/2019

By virtue of Rule 27 (1) of SEC Rules and Regulations, (made pursuant to the Investments and Securities Act, 2007) […]

Refresher Course For Capital Market Operators

14/01/2019

Please be informed that Refresher Course for Capital Market Operators is slated as follows: Ø  Date: 21 – 22, January […]

Introduction of the Interpretive Guidance Note (IGN)

14/11/2018

The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The […]

Frequently Asked Questions On Regularization Of Multiple Subscriptions

06/11/2018

The Securities and Exchange Commission (”The Commission”) has received enquiries from investors who are interested in (a) identifying shares which […]

Collection of CMO Certificates of Registration

24/10/2018

The Commission hereby notifies all Capital Market Operators (CMOs) to collect their original certificates of Registration with the Commission The […]

Notification For Third CMC Meeting In 2018

19/10/2018

The Third Capital Market Committee (CMC) Meeting in 2018 has been scheduled to hold on Wednesday, 14th November, 2018 at the Federal Palace Hotel, […]

New Rule And Sundry Amendments To The Rules And Regulations Of The Commission

19/10/2018

SUMMARY OF CHANGES New rule (1) Rules on Green Bonds  Sundry Amendments (1) Inclusion of BVN as a valid means […]

Public Notice: Online Retail Foreign Exchange (Forex) Trading

19/10/2018

The attention of the Securities and Exchange Commission (SEC) has been drawn to the increased advertisements in electronic and other […]

Invitation to Tender

16/10/2018

1.0 INTRODUCTION As part of efforts in leveraging Technology for the improvement of her business operations to enhance productivity and […]

Mandatory Registration Of All Capital Market Operators With Their Respective Trade Groups/Associations

10/10/2018

The Commission hereby draws the attention of all Capital Market Operators to Rule 25(1)(a) of the SEC Rules and Regulations […]

Training Programme For Capital Market Operators

04/09/2018

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          September […]

Notice of Capital Market Stakeholders’ Forum

18/07/2018

The general public and relevant stakeholders are hereby notified that the 2ndCapital Market Stakeholders’ Forum being anchored by the National […]

Re: publication on proposed initial public offering (IPO) of MTN nigeria limited

08/07/2018

  The attention of the Securities and Exchange Commission has been drawn to a publication in pages 1 & 38 […]

Lifting of Technical Suspension on OANDO Shares

12/04/2018

Shares of Oando Nigeria Plc were placed on technical suspension in October 2017 upon the announcement of forensic audit which […]

IOSCO Puts the Spotlights On Virtual Currencies

26/02/2018

The Board of the International Organisation of Securities Commissions (IOSCO), met for a two day meeting at its headquarters in […]

Forensic Exercise On Oando Plc

05/12/2017

The Securities and Exchange Commission has reiterated its decision to conduct a Forensic Exercise into the activities of Oando Plc. […]

SEC Circular to all Capital Market Operators on Rendition of Various Returns for AML/CFT and NFIU

27/07/2017

CONSOLIDATED GRID FOR RENDITION OF VARIOUS ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM (AML/CFT) RETURNS BY CAPITAL MARKET OPERATORS […]

SEC Circular to all Capital Market Operators and Public Limited Companies to comply with Executive Order No.004 of 2017 on VAIDS

25/07/2017

The Securities and Exchange Commission (The Commission) wishes to draw the attention of all Capital Market Operators (CMO’s) and Public […]

Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Extension of Deadline on Issuance of Dividend Warrants and Free e-Dividend Registration Exercise

29/06/2017

Following numerous requests received from the investing public, the Securities and Exchange Commission is pleased to announce that the deadline […]

Circular to All Capital Market Experts or Professionals Who did not Respond to the Commission’s Request for Data Update

12/05/2017

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Conviction of an Illegal Operator “Marian Moses Ventures Ltd” by the Federal High Court Kaduna Division

16/02/2017

Management of the Securities and Exchange Commission wishes to draw the attention of the investing public to the Judgment of […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

SEC Reorganizes for Efficiency

16/01/2017

The Securities and Exchange Commission (SEC) wishes to draw the attention of all capital market operators to the following reorganization […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)

Notice Of Meeting With the Directors and Sponsored Individuals of TransGlobe Investment and Finance Company Limited

30/12/2016

The Commission is investigating various complaints against Transglobe Investment & Finance Company Ltd, a company of which you are Directors […]

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

Update of Registration Information with the Commission

09/12/2016

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]

Public Notice On Dividend Warrants Acceptance Into Savings Accounts

04/08/2016

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that dividend warrants can now be deposited […]

Current Position on CMO Recapitalization Exercise

09/05/2016

This is to clear the misconception in the media of the pronouncement made by the DG of SEC regarding the […]

Circular_Commencement of Direct Cash Settlement (DCS)

31/12/2015

TO: ALL GENERAL INVESTING PUBLIC AND CAPITAL MARKET OPERATORS  CIRCULAR ON THE COMMENCEMENT OF DIRECT CASH SETTLEMENT (DCS) This is […]

Revocation of Registration of Capital Market Operators

21/12/2015

ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS   The Securities and Exchange Commission is empowered under section 30 (1) […]

Public Notice_In the Matter of Claims against Mega Asset Managers Limited

21/12/2015

16th December, 2015   IN THE MATTER OF CLAIMS AGAINST MEGA ASSET MANAGERS LIMITED FOR FRAUDULENT CONVERSION OF CLIENTS’ FUNDS […]

Publication of the BGL 50 Index in Thisday Newspapers

15/12/2015

Public Notice Publication of the BGL 50 Index in Thisday Newspapers    The attention of the Securities and Exchange Commission […]

Cancellation of Certificates of Registration_Prenotice201115

15/12/2015

PRENOTICE ON CANCELLATION OF CERTIFICATES OF REGISTRATION OF INACTIVE CAPITAL MARKET OPERATORS   The under-listed ninety-four (94) Capital Market Operators […]

Public Notice – Fidelity Bond_121115

15/12/2015

PUBLIC NOTICE TO ALL CAPITAL MARKET OPERATORS ON FIDELITY BONDS   All Capital Market Operators (CMOs) and Consultants are hereby […]

3rd Quarter CMC Meeting_111115

15/12/2015

NOTICE OF CAPITAL MARKET COMMITTEE (CMC) MEETING The Commission wishes to inform members of the Capital Market Committee (CMC) and […]

NOTICE OF REGISTRATION COMMITTEE MEETING – NOVEMBER 9 & 10, 2015

15/12/2015

Registration of additional sponsored individuals, additional Capital Market functions and fresh applicants to hold on Monday 9 and Tuesday 10 […]

Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015 Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015

15/12/2015

The Securities & Exchange Commission wishes to bring to the notice of all Public Companies that the proposed launching of […]

Circular: Registrars – Implementation of E-Dividend Mandate Management System (E-Dmms) Portal

19/10/2015

Further to the launching of the e-Dividend Mandate Management System (e-DMMS) Portal on 29thJuly 2015 by the Commission and the […]

PUBLIC NOTICE ON THE IMPLEMENTATION OF e-DIVIDEND MANDATE MANAGEMENT SYSTEM (e-DMMS) PORTAL

19/10/2015

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that enrolment for e-Dividend payments can now […]