Re: Notice To All Capital Market Operators (CMOs) On 2022 Renewal Of Registration
Re: Notice To All Capital Market Operators (CMOs) On 2022 Renewal Of Registration

Further to our earlier circular released on 16th December 2021 on the above subject, this is a reminder to all […]

Submission Of Fourth (4th) Quarter Unaudited And Annual Audited Financial Statements By Public Companies
Submission Of Fourth (4th) Quarter Unaudited And Annual Audited Financial Statements By Public Companies

Sequel to the Pilot Scheme on filing of Fourth (4th) Quarter and Annual Audited Financial Statements by Public Companies introduced […]

FG’s Official Gazzette On Proscription Of Banditry And Screening Of Clients Against Sanction Lists
FG’s Official Gazzette On Proscription Of Banditry And Screening Of Clients Against Sanction Lists

All Capital Market Operators (CMOs) are hereby notified that in line with the requirements of the Terrorism Prevention Act (No. […]

Circular To All Registered Fund/Portfolio Managers On Annual Regulatory And Supervision Fees
Circular To All Registered Fund/Portfolio Managers On Annual Regulatory And Supervision Fees

The Commission hereby draws the attention of all registered Fund/Portfolio Managers to the SEC Rule on Annual Supervision Fees for […]

Notice To All Capital Market Operators (CMOS) On 2022 Renewal Of Registration
Notice To All Capital Market Operators (CMOS) On 2022 Renewal Of Registration

This is to inform all Capital Market Operators (CMOs) and the general public that the annual renewal of Registration of […]

Circular On The Commencement Of Regulatory Fee On Fixed Income (Bonds) Secondary Market Transactions
Circular On The Commencement Of Regulatory Fee On Fixed Income (Bonds) Secondary Market Transactions

This circular is made pursuant to Section 13(u) of the Investments and Securities Act (ISA), 2007 and Schedule 1, Part […]

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