Training Programme For Capital Market Operators and Compliance Officers


The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers:

Date:          March 11 and 12, 2020

Venue:      SEC Lagos Zonal Office, 3, Idejo Street, Victoria Island, Lagos

Time:           9.00 am daily

Course feeN50,000

The training would cover topics such as Overview of the Financial System, Responsibilities and Conduct of Capital Market Operators, Overview of the Legal Framework of the Nigerian Capital Market, Securities Offering, Trading and Fund management; and Compliance, Anti-Money Laundering and Countering the Financing of Terrorism Activities in the Nigerian Capital Market

It is targeted at Compliance Officers and other staff of Issuing Houses, Broker/ Dealers, Fund managers, Investment Advisers, Solicitors who are referred candidates. However, any interested person can register for the program.

Interested participants are required to pay via Remita (select workshop/training fees in the “service name” field) and send evidence of payment via email to, and on or before February 24, 2020.  The email should be titled: SEC FEBRUARY 2020 TRAINING PROGRAMME.