Exposure of Proposed New Rule and Sundry Amendments to the Rules and Regulations of the Commission

16/01/2017

NEW RULE: CAPITAL MARKET HOLDING COMPANIES RULES This Rule is proposed to create a robust framework for the regulation and […]

SEC Reorganizes for Efficiency

16/01/2017

The Securities and Exchange Commission (SEC) wishes to draw the attention of all capital market operators to the following reorganization […]

Exposure of Proposed New Rules and Sundry Amendments

12/01/2017

The following proposed new rules and sundry amendments are hereby exposed to capital market stakeholders/general public for comments and input. >>download […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)

Notice Of Meeting With the Directors and Sponsored Individuals of TransGlobe Investment and Finance Company Limited

30/12/2016

The Commission is investigating various complaints against Transglobe Investment & Finance Company Ltd, a company of which you are Directors […]

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

Update of Registration Information with the Commission

09/12/2016

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]