Introduction of the Interpretive Guidance Note (IGN)

14/11/2018

The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The […]

Frequently Asked Questions On Regularization Of Multiple Subscriptions

06/11/2018

The Securities and Exchange Commission (”The Commission”) has received enquiries from investors who are interested in (a) identifying shares which […]

QA

06/11/2018

FREQUENTLY ASKED QUESTIONS ON REGULARIZATION OF MULTIPLE SUBSCRIPTIONS The Securities and Exchange Commission (”The Commission”) has received enquiries from investors […]

Collection of CMO Certificates of Registration

24/10/2018

The Commission hereby notifies all Capital Market Operators (CMOs) to collect their original certificates of Registration with the Commission The […]

Public Notice: Online Retail Foreign Exchange (Forex) Trading

19/10/2018

The attention of the Securities and Exchange Commission (SEC) has been drawn to the increased advertisements in electronic and other […]

Training Programme For Capital Market Operators

04/09/2018

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          September […]

Notice of Capital Market Stakeholders’ Forum

18/07/2018

The general public and relevant stakeholders are hereby notified that the 2ndCapital Market Stakeholders’ Forum being anchored by the National […]

Exposure of the Report of the Technical Committee on Enhancing the Commodities Trading Ecosystem

26/04/2018

One of the critical objectives of the Nigerian Capital Market Master Plan (CMMP) 2015 – 2025 is the development and […]

Forensic Exercise On Oando Plc

05/12/2017

The Securities and Exchange Commission has reiterated its decision to conduct a Forensic Exercise into the activities of Oando Plc. […]

Suspension of OANDO PLC

23/10/2017

Sequel to the Public Notice issued by the Securities and Exchange Commission on October 19, 2017, suspending trading in the […]

Notice to the General Public on Oando Plc

18/10/2017

The Securities & Exchange Commission received two petitions from Alhaji Dahiru Barau Mangal and Ansbury Incorporated. The Commission carried out […]

SEC Administrative Proceedings Committee Decision in Respect of Partnership Investment Company Plc

26/09/2017

SEC ADMINISTRATIVE PROCEEDINGS COMMITTEE DECISION IN RESPECT OF PARTNERSHIP INVESTMENT COMPANY PLC AND OTHERS. In the matter of the Investments […]

A Rejoinder to “Intel’s Volpi Steps Up Battle Against Wale Tinubu over Control of Oando”

08/09/2017

  RE: Intel’s Volpi Steps Up Battle Against Wale Tinubu over Control of Oando   The attention of the Securities […]

SEC Circular to all Capital Market Operators on Rendition of Various Returns for AML/CFT and NFIU

27/07/2017

CONSOLIDATED GRID FOR RENDITION OF VARIOUS ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM (AML/CFT) RETURNS BY CAPITAL MARKET OPERATORS […]

SEC Circular to all Capital Market Operators and Public Limited Companies to comply with Executive Order No.004 of 2017 on VAIDS

25/07/2017

The Securities and Exchange Commission (The Commission) wishes to draw the attention of all Capital Market Operators (CMO’s) and Public […]

Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Extension of Deadline on Issuance of Dividend Warrants and Free e-Dividend Registration Exercise

29/06/2017

Following numerous requests received from the investing public, the Securities and Exchange Commission is pleased to announce that the deadline […]

Circular to All Capital Market Experts or Professionals Who did not Respond to the Commission’s Request for Data Update

12/05/2017

The Securities and Exchange Commission (SEC) Nigeria pursuant to the powers conferred on it by the Investments and Securities Act […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

Response to Publications in the National Dailies Alleging that Investors in the Nigerian Capital Market have…

09/02/2017

The attention of the Securities and Exchange Commission (“the Commission”) has been drawn to various publications in the National Dailies […]

Summary of the Decision of the SEC Administrative Proceedings Committee (APC) in the Matter of APC/2/2016: Ideal Securities & Investment Limited V. Mr. George Nchedo Okafor

30/01/2017

The Commission on September 12, 2008 received a petition from the complainant alleging various misconducts against the Respondent. Pursuant to […]

Summary of the Decision of the SEC Administrative Proceedings Committee (Apc) in the Matter of APC/1/2015: Rivers State Ministry of Finance & 31 Others V. BGL Plc & 31 Others

30/01/2017

The Commission received 32 complaints between 2012 and 2015 against the 1st to 4th respondents over certain conducts in relation […]

The Securities and Exchange Commission (SEC) of Nigeria wishes to invite the general public to a Seminar on the theme: The 2017 Budget of Growth and Recovery…

23/01/2017

Download>>Invitation to the general public to a Seminar on the 2017 Budget of Growth & Recovery: Relevance, Implcations and Perspectives […]

Extension of Free E-Dividend Registration Exercise

16/01/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that in a bid to curb the […]

SEC Reorganizes for Efficiency

16/01/2017

The Securities and Exchange Commission (SEC) wishes to draw the attention of all capital market operators to the following reorganization […]

Public Notice on Investments in Cryptocurrencies and other Virtual or Digital Currencies

12/01/2017

The attention of the Securities and Exchange Commission, (the Commission) has been drawn to radio advertisements and other modes of […]

Notice Of Meeting With the Directors and Sponsored Individuals of TransGlobe Investment and Finance Company Limited

30/12/2016

The Commission is investigating various complaints against Transglobe Investment & Finance Company Ltd, a company of which you are Directors […]

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

Circular to the General Public on Regulatory Institution Directing Some Persons to Register as Dealing Members

17/12/2016

The attention of the Securities and Exchange Commission (the Commission) has been drawn to a circular issued by a regulatory […]

Complaints against AIMS Asset Management Limited in Respect of the Private Placements of Petdrill Development Company Limited and AIMS Assurance Company Limited

07/12/2016

The Securities and Exchange Commission (“SEC”) received various complaints against AIMS Asset Management Limited who solicited and marketed private placements […]

Federal High Court Dismisses BGL Cases Against the Securities and Exchange Commission

31/10/2016

The Federal High Court sitting in Lagos has delivered its judgments on the three cases filed against the Commission by […]

Public Notice: Illegal Operator Alert!

18/10/2016

The attention of the Securities & Exchange Commission has been drawn to an illegal operator in the Capital Market known […]

Sanctions on Quoted Companies

11/10/2016

RE: NECA FLAYS SANCTIONS ON QUOTED COMPANIES BY SEC The attention of the Securities and Exchange Commission (“SEC”) Nigeria has […]

Liquidity Status of Sukuk

07/10/2016

The Securities and Exchange Commission (SEC) is pleased to notify issuers and investors that the Central Bank of Nigeria (CBN) […]

SEC Bans Mr. Taofik Lawal and Mrs. Iyabode Lawal from Operating in the Nigeria Capital Market for Life

28/09/2016

 BAN OF REGISTERED OPERATOR The Securities and Exchange Commission (SEC) in the exercise of its powers under Section 13 of […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]

Public Notice On Dividend Warrants Acceptance Into Savings Accounts

04/08/2016

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that dividend warrants can now be deposited […]

Public Notice: Complaints On Multipurpose Cooperative Societies

23/05/2016

This is to notify the general public that the Securities and Exchange Commission, as the apex regulatory body of the […]

Current Position on CMO Recapitalization Exercise

09/05/2016

This is to clear the misconception in the media of the pronouncement made by the DG of SEC regarding the […]

Public Notice: The e-Dividend Mandate Activation Forms of Various Registrars are now available for Download

10/04/2016

The e-Dividend mandate activation forms of various Registrars are now available for download. Please click on the applicable Registrar below […]

SEC Announces the Collection of 1,662 Share Certificates Recovered from Alliance Capital Management Ltd (ACML)

07/04/2016

COLLECTION OF SHARES CERTIFICATES RECOVERED FROM ALLIANCE CAPITAL MANAGEMENT LTD BY THE COMMISSION This is to inform the Clients of […]

Public Notice: Illegal Operator Alert! – Fantastic EsanBet

09/03/2016

PONZI SCHEME FLOATED BY FANTASTIC ESANBET NIGERIA LIMITED The attention of the Securities & Exchange Commission has been drawn to […]

Public Notice: Addresses of Registrars in Abuja

02/02/2016

REGISTRARS WITH OFFICES IN ABUJA   (1) Veritas Registrars Zenith Bank, Gana Street, Maitama Abuja. Contact Person/Number – Lanre 08062321869, […]

Public Notice: National Investor Protection Fund

29/01/2016

PUBLIC NOTICE   This is to inform the clients/complainants of Mega Assets Managers Ltd who appeared before the Administrative Proceedings […]

SEC Commences e-Dividend Enlightenment Campaign

11/01/2016

The Securities and Exchange Commission (SEC) has commenced on a four day robust enlightenment programme on e-Dividend registration. The event […]

BGL Securities Ltd, BGL Assets Management Ltd and their sponsored individuals invited to appear before the SEC APC

07/01/2016

Public Notice BGL SECURITIES LIMITED, BGL ASSETS MANAGEMENT LIMITED AND THEIR SPONSORED INDIVIDUALS INVITED TO APPEAR BEFORE THE SECURITIES AND […]

Stockbroker sentenced to 7 years imprisonment for unauthorized sale of shares

05/01/2016

PUBLIC NOTICE The Securities and Exchange Commission (SEC) wishes to inform the investing public that Mr. Tajudeen Folaji, a former […]

Circular_Commencement of Direct Cash Settlement (DCS)

31/12/2015

TO: ALL GENERAL INVESTING PUBLIC AND CAPITAL MARKET OPERATORS  CIRCULAR ON THE COMMENCEMENT OF DIRECT CASH SETTLEMENT (DCS) This is […]

Revocation of Registration of Capital Market Operators

21/12/2015

ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS   The Securities and Exchange Commission is empowered under section 30 (1) […]

Public Notice_In the Matter of Claims against Mega Asset Managers Limited

21/12/2015

16th December, 2015   IN THE MATTER OF CLAIMS AGAINST MEGA ASSET MANAGERS LIMITED FOR FRAUDULENT CONVERSION OF CLIENTS’ FUNDS […]

Publication of the BGL 50 Index in Thisday Newspapers

15/12/2015

Public Notice Publication of the BGL 50 Index in Thisday Newspapers    The attention of the Securities and Exchange Commission […]

Cancellation of Certificates of Registration_Prenotice201115

15/12/2015

PRENOTICE ON CANCELLATION OF CERTIFICATES OF REGISTRATION OF INACTIVE CAPITAL MARKET OPERATORS   The under-listed ninety-four (94) Capital Market Operators […]

Public Notice – Fidelity Bond_121115

15/12/2015

PUBLIC NOTICE TO ALL CAPITAL MARKET OPERATORS ON FIDELITY BONDS   All Capital Market Operators (CMOs) and Consultants are hereby […]

3rd Quarter CMC Meeting_111115

15/12/2015

NOTICE OF CAPITAL MARKET COMMITTEE (CMC) MEETING The Commission wishes to inform members of the Capital Market Committee (CMC) and […]

NOTICE OF REGISTRATION COMMITTEE MEETING – NOVEMBER 9 & 10, 2015

15/12/2015

Registration of additional sponsored individuals, additional Capital Market functions and fresh applicants to hold on Monday 9 and Tuesday 10 […]

Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015 Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015

15/12/2015

The Securities & Exchange Commission wishes to bring to the notice of all Public Companies that the proposed launching of […]

Public Notice: Regional Round-table on Non- interest Capital Market (Islamic Capital Market)

19/10/2015

Regional Roundtable on Non- interest Capital Market (Islamic Capital Market) The Securities and Exchange Commission, in bid to expand the […]

Circular: Registrars – Implementation of E-Dividend Mandate Management System (E-Dmms) Portal

19/10/2015

Further to the launching of the e-Dividend Mandate Management System (e-DMMS) Portal on 29thJuly 2015 by the Commission and the […]

BGL and its Subsidiaries remain Suspended

19/10/2015

This is to inform the general public that on September 17th, 2015, the Federal High Court in Suit No. FHC/L/CS/767/15; […]

Public Notice: Suspension of Stanbic IBTC Holding Plc’s Rights Issue_792015

19/10/2015

SUSPENSION OF STANBIC IBTC HOLDING Plc’s RIGHTS ISSUE PENDING CONCLUSION OF ONGOING INVESTIGATION This is to inform the investing public […]