Notification For Third CMC Meeting In 2018

19/10/2018

The Third Capital Market Committee (CMC) Meeting in 2018 has been scheduled to hold on Wednesday, 14th November, 2018 at the Federal Palace Hotel, […]

New Rule And Sundry Amendments To The Rules And Regulations Of The Commission

19/10/2018

SUMMARY OF CHANGES New rule (1) Rules on Green Bonds  Sundry Amendments (1) Inclusion of BVN as a valid means […]

FSD Africa and Securities and Exchange Commission partner to strengthen Nigeria’s capital market

12/10/2018

Programme aims to unlock capital and build investor confidence through improved regulations and compliance with international standards   Lagos, September […]

Mandatory Registration Of All Capital Market Operators With Their Respective Trade Groups/Associations

10/10/2018

The Commission hereby draws the attention of all Capital Market Operators to Rule 25(1)(a) of the SEC Rules and Regulations […]

Training Programme For Capital Market Operators

04/09/2018

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          September […]

Notice of Capital Market Stakeholders’ Forum

18/07/2018

The general public and relevant stakeholders are hereby notified that the 2ndCapital Market Stakeholders’ Forum being anchored by the National […]

Re: publication on proposed initial public offering (IPO) of MTN nigeria limited

08/07/2018

  The attention of the Securities and Exchange Commission has been drawn to a publication in pages 1 & 38 […]

NOTIFICATION FOR SECOND CMC MEETING IN 2018

26/06/2018

The 2018 Second Capital Market Committee (CMC) Meeting has been scheduled to hold on Thursday, 9th August, 2018 at the […]

PUBLIC NOTICE! Activities of illegal Operators

01/06/2018

The general public is hereby once again advised to beware of illegal operators and promoters of ponzi and other fraudulent […]

Lifting of Technical Suspension on OANDO Shares

12/04/2018

Shares of Oando Nigeria Plc were placed on technical suspension in October 2017 upon the announcement of forensic audit which […]

IOSCO Puts the Spotlights On Virtual Currencies

26/02/2018

The Board of the International Organisation of Securities Commissions (IOSCO), met for a two day meeting at its headquarters in […]

WASRA Holds Executive Council Meeting

29/01/2018

The West African Securities Regulators Association (WASRA) held its fourth Executive Council meeting on Tuesday, 23rd January 2018 in Rabat, […]

Extension Of Free E-Dividend Registration (Till February 28, 2018)

20/01/2018

The SEC, in reviewing the progress of the e-Dividend Registration exercise, after the December 31, 2017 deadline, it was noted […]

Forensic Exercise On Oando Plc

05/12/2017

The Securities and Exchange Commission has reiterated its decision to conduct a Forensic Exercise into the activities of Oando Plc. […]

SEC Administrative Proceedings Committee Decision in Respect of Partnership Investment Company Plc

26/09/2017

SEC ADMINISTRATIVE PROCEEDINGS COMMITTEE DECISION IN RESPECT OF PARTNERSHIP INVESTMENT COMPANY PLC AND OTHERS. In the matter of the Investments […]

SEC Circular to all Capital Market Operators on Rendition of Various Returns for AML/CFT and NFIU

27/07/2017

CONSOLIDATED GRID FOR RENDITION OF VARIOUS ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM (AML/CFT) RETURNS BY CAPITAL MARKET OPERATORS […]

Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Conviction of an Illegal Operator “Marian Moses Ventures Ltd” by the Federal High Court Kaduna Division

16/02/2017

Management of the Securities and Exchange Commission wishes to draw the attention of the investing public to the Judgment of […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

Summary of the Decision of the SEC Administrative Proceedings Committee (APC) in the Matter of APC/2/2016: Ideal Securities & Investment Limited V. Mr. George Nchedo Okafor

30/01/2017

The Commission on September 12, 2008 received a petition from the complainant alleging various misconducts against the Respondent. Pursuant to […]

Summary of the Decision of the SEC Administrative Proceedings Committee (Apc) in the Matter of APC/1/2015: Rivers State Ministry of Finance & 31 Others V. BGL Plc & 31 Others

30/01/2017

The Commission received 32 complaints between 2012 and 2015 against the 1st to 4th respondents over certain conducts in relation […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

SEC – Nigeria Signs Mou with Morocco to boost Market Growth

05/12/2016

The Securities and Exchange Commission (SEC) Nigeria has on December 3, 2016 signed a Memorandum of Understanding (MOU) with its […]

Federal High Court Dismisses BGL Cases Against the Securities and Exchange Commission

31/10/2016

The Federal High Court sitting in Lagos has delivered its judgments on the three cases filed against the Commission by […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]

Public Notice On Dividend Warrants Acceptance Into Savings Accounts

04/08/2016

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that dividend warrants can now be deposited […]

SEC APC gives its decision on BGL Securities Ltd and 22 Others

26/05/2016

SUMMARY OF THE APC/1/2016: AFOLABI GABRIEL OLUWASEYI & 9 OTHERS Vs. BGL SECURITIES LIMITED & 22 OTHERS The Commission received […]

Current Position on CMO Recapitalization Exercise

09/05/2016

This is to clear the misconception in the media of the pronouncement made by the DG of SEC regarding the […]

SEC Announces the Collection of 1,662 Share Certificates Recovered from Alliance Capital Management Ltd (ACML)

07/04/2016

COLLECTION OF SHARES CERTIFICATES RECOVERED FROM ALLIANCE CAPITAL MANAGEMENT LTD BY THE COMMISSION This is to inform the Clients of […]

SEC and DMO to Collaborate on Issuance of Nigeria’s First Sovereign Sukuk

19/01/2016

The aspiration for issuing Nigeria’s first sovereign sukuk received a huge boost yesterday as the Securities and Exchange Commission (SEC) […]

Advantages of the E Dividend Mandate Management System (E-DMMS) – SEC DG

16/01/2016

The Director General, Securities and Exchange Commission on The advantages of the E Dividend Mandate Management System (E-DMMS) Director General […]

E-Dividend Registration Sensitization Town Hall Meeting

16/01/2016

The e-Dividend registration enlightenment campaign culminated at a town hall meeting on Thursday January 14, 2016. The concluding event was […]

SEC Commences e-Dividend Enlightenment Campaign

11/01/2016

The Securities and Exchange Commission (SEC) has commenced on a four day robust enlightenment programme on e-Dividend registration. The event […]

Stockbroker sentenced to 7 years imprisonment for unauthorized sale of shares

05/01/2016

PUBLIC NOTICE The Securities and Exchange Commission (SEC) wishes to inform the investing public that Mr. Tajudeen Folaji, a former […]

Revocation of Registration of Capital Market Operators

21/12/2015

ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS   The Securities and Exchange Commission is empowered under section 30 (1) […]

27th Meeting of the Council of the Islamic Financial Services Board (IFSB)

15/12/2015

27th Meeting of the Council of the Islamic Financial Services Board (IFSB) & 12th Islamic Financial Stability Forum, December 8, 2015 at […]

Courtesy call on Vice President Yemi Osinbajo17112015

15/12/2015

                  Vice President Osinbajo pledges support for Capital Market Reforms as SEC […]

SEC Collaborates with DMO

15/12/2015

SEC AND DMO MOVE TO PLEDGE CLOSER COLLABORATION TO BOOST DOMESTIC BOND AND SUKUK MARKET   The Securities and Exchange […]

Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015 Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015

15/12/2015

The Securities & Exchange Commission wishes to bring to the notice of all Public Companies that the proposed launching of […]

Tribute to A Capital Market Guru – Chief Dennis Onyemaechi Odife: 1947 – 2015

23/10/2015

The Executive Management and staff of the Securities and Exchange Commission (SEC) note with grief the sad demise of Chief […]

Public Notice: Regional Round-table on Non- interest Capital Market (Islamic Capital Market)

19/10/2015

Regional Roundtable on Non- interest Capital Market (Islamic Capital Market) The Securities and Exchange Commission, in bid to expand the […]

Press Release: IOSCO Boosts Resolve to Protect Investors, Develop Markets and Collaborate for Global Financial Stability

19/10/2015

12th October, 2015 Iosco Boosts Resolve to Protect Investors, Develop Markets and Collaborate for Global Financial Stability The Board of […]

Exit of an Icon, Gamaliel Onosode: 1933 – 2015

19/10/2015

The Executive Management and staff of the Securities and Exchange Commission (SEC) note with grief the sad demise of Dr. […]

Circular: Registrars – Implementation of E-Dividend Mandate Management System (E-Dmms) Portal

19/10/2015

Further to the launching of the e-Dividend Mandate Management System (e-DMMS) Portal on 29thJuly 2015 by the Commission and the […]

BGL and its Subsidiaries remain Suspended

19/10/2015

This is to inform the general public that on September 17th, 2015, the Federal High Court in Suit No. FHC/L/CS/767/15; […]

PUBLIC NOTICE ON THE IMPLEMENTATION OF e-DIVIDEND MANDATE MANAGEMENT SYSTEM (e-DMMS) PORTAL

19/10/2015

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that enrolment for e-Dividend payments can now […]

Public Notice: Suspension of Stanbic IBTC Holding Plc’s Rights Issue_792015

19/10/2015

SUSPENSION OF STANBIC IBTC HOLDING Plc’s RIGHTS ISSUE PENDING CONCLUSION OF ONGOING INVESTIGATION This is to inform the investing public […]

Circular: To All Capital Market Registrars on Return of Unclaimed Dividends of Fifteen (15) Months and Above to the Paying Companies

10/08/2015

RETURN OF UNCLAIMED DIVIDENDS OF FIFTEEN (15) MONTHS AND ABOVE TO THE PAYING COMPANIES The Securities and Exchange Commission (SEC) […]

Public Notice: BGL Group Plc, its Subsidiaries and Sponsored Individuals remain Suspended and have been invited to appear before the SEC APC

10/08/2015

The Securities and Exchange Commission (SEC) received over 40 letters of investor complaints against BGL Group Plc alleging indebtedness to […]

Public Notice: The Administrative Proceedings Committee Hearing

10/08/2015

The Securities & Exchange Commission is empowered under Sections 13(n), 45, 303 of the Investments and Securities Act (ISA) 2007 […]