Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Notice of Capital Market Committee (CMC) Meeting – Tuesday, August 15, 2017

16/06/2017

The Commission wishes to inform members of the Capital Market Committee (CMC) and relevant stakeholders that the Second CMC Meeting […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Conviction of an Illegal Operator “Marian Moses Ventures Ltd” by the Federal High Court Kaduna Division

16/02/2017

Management of the Securities and Exchange Commission wishes to draw the attention of the investing public to the Judgment of […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

Summary of the Decision of the SEC Administrative Proceedings Committee (APC) in the Matter of APC/2/2016: Ideal Securities & Investment Limited V. Mr. George Nchedo Okafor

30/01/2017

The Commission on September 12, 2008 received a petition from the complainant alleging various misconducts against the Respondent. Pursuant to […]

Summary of the Decision of the SEC Administrative Proceedings Committee (Apc) in the Matter of APC/1/2015: Rivers State Ministry of Finance & 31 Others V. BGL Plc & 31 Others

30/01/2017

The Commission received 32 complaints between 2012 and 2015 against the 1st to 4th respondents over certain conducts in relation […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)