Notification For Second CMC Meeting In 2019

15/08/2019

The Second Capital Market Committee (CMC) Meeting in 2019 has been scheduled to hold on Thursday, 22nd August, 2019 at […]

SEC Continues Verification of Dantata Investors

29/07/2019

The Securities and Exchange Commission has continued verifying claims of 4,160 unpaid investors of the illegal investment scheme organised by […]

Notice Of Registration Interview Of Capital Market Operators

25/07/2019

The Commission will hold its Registration Interview Meeting for: Companies seeking fresh Registration into the Nigerian capital market. Additional sponsored […]

Commodities Exchange Warehouse Map

18/07/2019

Warehouses and storage infrastructure are necessary for the commodity sector and commodities futures trading. These storage facilities are critical to […]

Signing of MoU between Securities and Exchange Commission and Nigerian Financial Intelligence Unit

17/07/2019

Signing of MoU between Securities and Exchange Commission and Nigerian Financial Intelligence Unit in Abuja, Wednesday 17 July 2019.

Chartered Institute for Securities and Investment and Nigerian Capital Markets Institute MoU signing ceremony – Photos

27/06/2019

Chartered Institute for Securities and Investment and Nigerian Capital Markets Institute MoU signing ceremony in Lagos

FG inaugurates SEC Board – Photos

27/06/2019

The new SEC board – Olufemi Lijadu, Chairman, non-exec Commissioners Lamido Yuguda & Rekiya Ladi. Okokon Ekanem Udo- Rep Min […]

RE: Cross-Reference Checklist Review

10/06/2019

The general public is hereby notified that the Commission commenced the Cross-Reference Checklist Review of Bond/fixed income applications with effect […]

Investigation Of Oando Plc

09/06/2019

June 7, 2019 The attention of the SEC has been drawn to various reports questioning the regulatory authority of the […]

Press Release on Investigation of Oando Plc

31/05/2019

Following the receipt of two petitions by the Commission in 2017, investigations were conducted into the activities of Oando Plc […]

SEC, NSE Streamline Listing Process to Encourage More Listings

23/05/2019

Lagos, May 23, 2019. The Securities and Exchange Commission (SEC) and the Nigerian Stock Exchange (“The Exchange” or “NSE”) have […]

Public Notice On Growing Circle International (G – Circle)

18/03/2019

Following information received by the Securities and Exchange Commission (the Commission) from a member of the public, surveillance was conducted […]

Capital Market Committee Meeting March 2019

12/03/2019

The Securities and Exchange Commission hereby informs stakeholders of the following event EVENT: CAPITAL MARKET COMMITTEE MEETING (CMC) DATE: Thursday […]

Budget Seminar 2019

12/03/2019

The Securities and Exchange Commission hereby informs stakeholders and the general public of the following event DATE: Tuesday March 19, […]

The Court Of Appeal Decision In Securities And Exchange Commission Vs. Big Treat Plc & 5 Others Reaffirms The Commission’s Regulatory Oversight Over Public Companies In Nigeria

12/03/2019

In 2008, the Securities and Exchange Commission (the Commission), conducted an investigation on Big Treat Plc a public listed company […]

Notice on the Passage of the Federal Competition and Consumer Protection Act

08/02/2019

On Tuesday, February 5, 2019, President Muhammadu Buhari signed the Federal Competition and Consumer Protection Act into law. The Law […]

Nigeria Capital Market Institute Training Calendar 2019

21/01/2019

CLICK HERE TO PAY FEES N.B. Please select WORKSHOP/TRAINING FEES under “service name” and input the course title under “Description“ Contact […]

The Securities And Exchange Commision (SEC) Nigeria Launches Green Bond Rules

03/12/2018

ABUJA: 03/12/18:The Securities and Exchange Commission of Nigeria (“SEC”) officially launched the Green Bonds Issuance Rules at a ceremony yesterday.  […]

Notification For Third CMC Meeting In 2018

19/10/2018

The Third Capital Market Committee (CMC) Meeting in 2018 has been scheduled to hold on Wednesday, 14th November, 2018 at the Federal Palace Hotel, […]

New Rule And Sundry Amendments To The Rules And Regulations Of The Commission

19/10/2018

SUMMARY OF CHANGES New rule (1) Rules on Green Bonds  Sundry Amendments (1) Inclusion of BVN as a valid means […]

FSD Africa and Securities and Exchange Commission partner to strengthen Nigeria’s capital market

12/10/2018

Programme aims to unlock capital and build investor confidence through improved regulations and compliance with international standards   Lagos, September […]

Mandatory Registration Of All Capital Market Operators With Their Respective Trade Groups/Associations

10/10/2018

The Commission hereby draws the attention of all Capital Market Operators to Rule 25(1)(a) of the SEC Rules and Regulations […]

Training Programme For Capital Market Operators

04/09/2018

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers: Date:          September […]

Notice of Capital Market Stakeholders’ Forum

18/07/2018

The general public and relevant stakeholders are hereby notified that the 2ndCapital Market Stakeholders’ Forum being anchored by the National […]

Re: publication on proposed initial public offering (IPO) of MTN nigeria limited

08/07/2018

  The attention of the Securities and Exchange Commission has been drawn to a publication in pages 1 & 38 […]

NOTIFICATION FOR SECOND CMC MEETING IN 2018

26/06/2018

The 2018 Second Capital Market Committee (CMC) Meeting has been scheduled to hold on Thursday, 9th August, 2018 at the […]

PUBLIC NOTICE! Activities of illegal Operators

01/06/2018

The general public is hereby once again advised to beware of illegal operators and promoters of ponzi and other fraudulent […]

Lifting of Technical Suspension on OANDO Shares

12/04/2018

Shares of Oando Nigeria Plc were placed on technical suspension in October 2017 upon the announcement of forensic audit which […]

IOSCO Puts the Spotlights On Virtual Currencies

26/02/2018

The Board of the International Organisation of Securities Commissions (IOSCO), met for a two day meeting at its headquarters in […]

WASRA Holds Executive Council Meeting

29/01/2018

The West African Securities Regulators Association (WASRA) held its fourth Executive Council meeting on Tuesday, 23rd January 2018 in Rabat, […]

Extension Of Free E-Dividend Registration (Till February 28, 2018)

20/01/2018

The SEC, in reviewing the progress of the e-Dividend Registration exercise, after the December 31, 2017 deadline, it was noted […]

Forensic Exercise On Oando Plc

05/12/2017

The Securities and Exchange Commission has reiterated its decision to conduct a Forensic Exercise into the activities of Oando Plc. […]

SEC Administrative Proceedings Committee Decision in Respect of Partnership Investment Company Plc

26/09/2017

SEC ADMINISTRATIVE PROCEEDINGS COMMITTEE DECISION IN RESPECT OF PARTNERSHIP INVESTMENT COMPANY PLC AND OTHERS. In the matter of the Investments […]

SEC Circular to all Capital Market Operators on Rendition of Various Returns for AML/CFT and NFIU

27/07/2017

CONSOLIDATED GRID FOR RENDITION OF VARIOUS ANTI-MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM (AML/CFT) RETURNS BY CAPITAL MARKET OPERATORS […]

Circular to All Capital Market Operators without the Required Number of Sponsored Individuals

15/07/2017

The Securities and Exchange Commission (SEC) Nigeria wishes to inform all Capital Market Operators (CMOs), Experts and Professionals operating in […]

Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)

13/04/2017

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that, as part of measures to curb […]

Circular to the General Public on the “Seal up” of the Business Premises of YUAN DONG (YDEC), an illegal Capital Market Operator

25/02/2017

The attention of the Securities and Exchange Commission, Nigeria (SEC) has been drawn to the activities of an Illegal Operator […]

Complaints Against Tine God Networks Limited (Illegal Operator)

20/02/2017

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an Illegal Operator […]

Conviction of an Illegal Operator “Marian Moses Ventures Ltd” by the Federal High Court Kaduna Division

16/02/2017

Management of the Securities and Exchange Commission wishes to draw the attention of the investing public to the Judgment of […]

Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd

16/02/2017

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together […]

Summary of the Decision of the SEC Administrative Proceedings Committee (APC) in the Matter of APC/2/2016: Ideal Securities & Investment Limited V. Mr. George Nchedo Okafor

30/01/2017

The Commission on September 12, 2008 received a petition from the complainant alleging various misconducts against the Respondent. Pursuant to […]

Summary of the Decision of the SEC Administrative Proceedings Committee (Apc) in the Matter of APC/1/2015: Rivers State Ministry of Finance & 31 Others V. BGL Plc & 31 Others

30/01/2017

The Commission received 32 complaints between 2012 and 2015 against the 1st to 4th respondents over certain conducts in relation […]

Approved Guidelines on Securities Settlements in Nigeria

05/01/2017

Download full document below: GUIDELINES ON SECURITIES SETTLEMENTS IN NIGERIA (APPROVED)

Investors Alert! Suspension of Heritage Capital Markets Ltd

24/12/2016

THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD The Securities and Exchange Commission (“SEC”) on Wednesday December […]

SEC – Nigeria Signs Mou with Morocco to boost Market Growth

05/12/2016

The Securities and Exchange Commission (SEC) Nigeria has on December 3, 2016 signed a Memorandum of Understanding (MOU) with its […]

Federal High Court Dismisses BGL Cases Against the Securities and Exchange Commission

31/10/2016

The Federal High Court sitting in Lagos has delivered its judgments on the three cases filed against the Commission by […]

Public Alert on the Activities of “MMM Federal Republic of Nigeria” (Nigeria.mmm.net)

30/08/2016

The attention of the Securities and Exchange Commission, Nigeria (“SEC”) has been drawn to the activities of an online investment […]

Re: Mrs. Oge C. Ottiwu – Illegal Activities in the Capital Market

30/08/2016

The attention of the Securities & Exchange Commission has been drawn to the activities of Mrs. Oge C. Ottiwu of […]

Circular to All Capital Market Operators on Mandatory Registration with Relevant Trade Groups/Associations

17/08/2016

MANDATORY REGISTRATION OF ALL CAPITAL MARKET OPERATORS WITH THEIR RELEVANT TRADE GROUPS/ASSOCIATIONS   Following resolutions at the just concluded Capital […]

Public Notice On Dividend Warrants Acceptance Into Savings Accounts

04/08/2016

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that dividend warrants can now be deposited […]

SEC APC gives its decision on BGL Securities Ltd and 22 Others

26/05/2016

SUMMARY OF THE APC/1/2016: AFOLABI GABRIEL OLUWASEYI & 9 OTHERS Vs. BGL SECURITIES LIMITED & 22 OTHERS The Commission received […]

Current Position on CMO Recapitalization Exercise

09/05/2016

This is to clear the misconception in the media of the pronouncement made by the DG of SEC regarding the […]

SEC Announces the Collection of 1,662 Share Certificates Recovered from Alliance Capital Management Ltd (ACML)

07/04/2016

COLLECTION OF SHARES CERTIFICATES RECOVERED FROM ALLIANCE CAPITAL MANAGEMENT LTD BY THE COMMISSION This is to inform the Clients of […]

SEC and DMO to Collaborate on Issuance of Nigeria’s First Sovereign Sukuk

19/01/2016

The aspiration for issuing Nigeria’s first sovereign sukuk received a huge boost yesterday as the Securities and Exchange Commission (SEC) […]

Advantages of the E Dividend Mandate Management System (E-DMMS) – SEC DG

16/01/2016

The Director General, Securities and Exchange Commission on The advantages of the E Dividend Mandate Management System (E-DMMS) Director General […]

E-Dividend Registration Sensitization Town Hall Meeting

16/01/2016

The e-Dividend registration enlightenment campaign culminated at a town hall meeting on Thursday January 14, 2016. The concluding event was […]

SEC Commences e-Dividend Enlightenment Campaign

11/01/2016

The Securities and Exchange Commission (SEC) has commenced on a four day robust enlightenment programme on e-Dividend registration. The event […]

Stockbroker sentenced to 7 years imprisonment for unauthorized sale of shares

05/01/2016

PUBLIC NOTICE The Securities and Exchange Commission (SEC) wishes to inform the investing public that Mr. Tajudeen Folaji, a former […]

Revocation of Registration of Capital Market Operators

21/12/2015

ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS   The Securities and Exchange Commission is empowered under section 30 (1) […]

27th Meeting of the Council of the Islamic Financial Services Board (IFSB)

15/12/2015

27th Meeting of the Council of the Islamic Financial Services Board (IFSB) & 12th Islamic Financial Stability Forum, December 8, 2015 at […]

Courtesy call on Vice President Yemi Osinbajo17112015

15/12/2015

                  Vice President Osinbajo pledges support for Capital Market Reforms as SEC […]

SEC Collaborates with DMO

15/12/2015

SEC AND DMO MOVE TO PLEDGE CLOSER COLLABORATION TO BOOST DOMESTIC BOND AND SUKUK MARKET   The Securities and Exchange […]

Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015 Public Notice: Postponement of the Launch of the Corporate Governance Scorecard_231015

15/12/2015

The Securities & Exchange Commission wishes to bring to the notice of all Public Companies that the proposed launching of […]

Tribute to A Capital Market Guru – Chief Dennis Onyemaechi Odife: 1947 – 2015

23/10/2015

The Executive Management and staff of the Securities and Exchange Commission (SEC) note with grief the sad demise of Chief […]

Public Notice: Regional Round-table on Non- interest Capital Market (Islamic Capital Market)

19/10/2015

Regional Roundtable on Non- interest Capital Market (Islamic Capital Market) The Securities and Exchange Commission, in bid to expand the […]

Press Release: IOSCO Boosts Resolve to Protect Investors, Develop Markets and Collaborate for Global Financial Stability

19/10/2015

12th October, 2015 Iosco Boosts Resolve to Protect Investors, Develop Markets and Collaborate for Global Financial Stability The Board of […]

Exit of an Icon, Gamaliel Onosode: 1933 – 2015

19/10/2015

The Executive Management and staff of the Securities and Exchange Commission (SEC) note with grief the sad demise of Dr. […]

Circular: Registrars – Implementation of E-Dividend Mandate Management System (E-Dmms) Portal

19/10/2015

Further to the launching of the e-Dividend Mandate Management System (e-DMMS) Portal on 29thJuly 2015 by the Commission and the […]

BGL and its Subsidiaries remain Suspended

19/10/2015

This is to inform the general public that on September 17th, 2015, the Federal High Court in Suit No. FHC/L/CS/767/15; […]

PUBLIC NOTICE ON THE IMPLEMENTATION OF e-DIVIDEND MANDATE MANAGEMENT SYSTEM (e-DMMS) PORTAL

19/10/2015

The Securities and Exchange Commission (SEC) is pleased to notify the investing public that enrolment for e-Dividend payments can now […]

Public Notice: Suspension of Stanbic IBTC Holding Plc’s Rights Issue_792015

19/10/2015

SUSPENSION OF STANBIC IBTC HOLDING Plc’s RIGHTS ISSUE PENDING CONCLUSION OF ONGOING INVESTIGATION This is to inform the investing public […]

Circular: To All Capital Market Registrars on Return of Unclaimed Dividends of Fifteen (15) Months and Above to the Paying Companies

10/08/2015

RETURN OF UNCLAIMED DIVIDENDS OF FIFTEEN (15) MONTHS AND ABOVE TO THE PAYING COMPANIES The Securities and Exchange Commission (SEC) […]

Public Notice: BGL Group Plc, its Subsidiaries and Sponsored Individuals remain Suspended and have been invited to appear before the SEC APC

10/08/2015

The Securities and Exchange Commission (SEC) received over 40 letters of investor complaints against BGL Group Plc alleging indebtedness to […]

Public Notice: The Administrative Proceedings Committee Hearing

10/08/2015

The Securities & Exchange Commission is empowered under Sections 13(n), 45, 303 of the Investments and Securities Act (ISA) 2007 […]