FORM SEC 2 REGISTRATION OF SPONSORED INDIVIDUALS
FORM SEC 2A TRANSFER OF REGISTERED SPONSORED INDIVIDUALS
FORM SEC 2B TRANSFER/ CHANGE OF STATUS OF SPONSORED INDIVIDUAL
FORM SEC 2C REGISTRATION AS A SUB-BROKER
FORM SEC 2D FORM FOR FIT AND PROPER PERSONS (SPONSORED INDIVIDUALS, DIRECTORS/PARTNERS) FOR REGISTRATION IN THE CAPITAL MARKET
FORM SEC 3 THE REGISTRATION OF BROKER/DEALER, CORPORATE INVESTMENT ADVISER, FUND/PORTFOLIO MANAGERS AND OTHER CORPORATE ENTITIES
FORM SEC 3A RATING AGENCY REGISTRATION
FORM 3B REGISTRATION OF VENTURE CAPITAL FUND MANAGER
FORM SEC 4 REGISTRATION AS  REGISTRARS AND SHARE TRANSFER AGENTS
FORM SEC 4A TRUSTEES
FORM SEC 5 SECURITIES EXCHANGES REGISTRATION
FORM SEC 5A REGISTRATION FOR NATIONAL ASSOCIATION OF SECURITIES DEALERS (NASD)
FORM SEC 5B REGISTRATION OF CAPITAL TRADE POINT OR BRANCHES
FORM SEC 5C SECURITIES CLEARING AND SETTLEMENT COMPANIES
FORM SEC 6A AUTHORISATION AND REGISTRATION OF UNITS AND UNIT TRUST SCHEMES
FORM SEC 6A 1 REGISTRATION OF SECURITIES FOR REAL ESTATE INVESTMENT SCHEMES (REITS)
FORM SEC 6A 2 APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF VENTURE CAPITAL FUND
FORM SEC 6A 3 APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF PRIVATE EQUITY FUND
FORM SEC 6A 4 APPLICATION FORM FOR REGISTRATION OF UNITS OF A FOREIGN COLLECTIVE INVESTMENT SCHEME
FORM SEC 6A 5  APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF INFRASTRUCTURE FUNDS
FORM SEC 7 AMENDMENT OF REGISTRATION INFORMATION BY CAPITAL MARKET OPERATORS
FORM SEC 8 WITHDRAWAL OF REGISTRATION AS CAPITAL MARKET OPERATOR
FORM SEC 9A RENEWAL OF REGISTRATION FOR CORPORATE BODIES
FORM SEC 9B RENEWAL OF REGISTRATION FOR INDIVIDUALS
FORM SEC MT1 MERGERS & TAKEOVER: QUARTERLY DISCLOSURE OF 5% & ABOVE SHAREHOLDING IN QUOTED COMPANIES