The Commission is empowered by the Investment and Securities Act (ISA), 2007 to regulate investments and securities business in Nigeria. In carrying out its mandate of developing the Nigerian Capital Market, the Commission aims to facilitate Fintech innovations that will birth new processes and products which ultimately expand the depth and breadth of the capital market.
If you are an individual, group or business (registered or seeking to register with the SEC) that intends to launch an innovative product, process or platform in the Nigerian Capital Market, you are requested to fill the FinTech Assessment Form below to enable the SEC provide guidance on regulatory requirements.
By filing this information, you agree to be bound by and comply with the provisions of the Investment and Securities Act 2007, and the Rules and Regulation of the SEC.
For more details about the Commission’s regulatory innovation strategy, please visit FinPort(The SEC Innovation & FinTech Portal).