Nature/Types of Applications Regulatory Filing Calendar for Public Companies Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds Requirements for Filing of Returns by Capital Market Operators (CMOs) Minimum Capital Requirements for Capital Market Operators Guidelines on New Minimum Capital Base for Capital Market Operators Guidelines for Registration as a Capital Market Operator (CMO) Guidelines for Mergers and Acquisitions Guidelines for Registration of Securities Explanatory Notes on New Money Laundering (P) Act 2004 Reporting Share this:EmailTwitterFacebookWhatsAppLinkedInPrint Check-lists and GuidelinesMergers and AcquisitionsRequirements for Registration as Fund/Portfolio ManagerRegistration for Requirements as Commodities ExchangeRequirements for Registration as Venture Capital ManagersRequirements for Registration as Securities ExchangeRequirements for Registration as Sub-BrokerRequirements for Registration as RegistrarRequirements for Registration as FMDQ OTC DealersRequirements for Registration as Securities Clearing and Settlement CompanyRequirements for Registration as a Receiving BankerRequirements for Registration as a Self Regulatory Organization/Trade AssociationRequirements for Registration as a Rating AgencyREGISTRATION REQUIREMENT AS TRUSTEESREQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISERRequirements for Registration as Issuing House LATEST NEWS The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading Circular To Regulated Entities And Capital Market Stakeholders Conduct Of Illegal Fund Management By Famzhi Interbiz Limited Circular To All Brokers/Dealers Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020
Nature/Types of Applications Regulatory Filing Calendar for Public Companies Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds Requirements for Filing of Returns by Capital Market Operators (CMOs) Minimum Capital Requirements for Capital Market Operators Guidelines on New Minimum Capital Base for Capital Market Operators Guidelines for Registration as a Capital Market Operator (CMO) Guidelines for Mergers and Acquisitions Guidelines for Registration of Securities Explanatory Notes on New Money Laundering (P) Act 2004 Reporting Share this:EmailTwitterFacebookWhatsAppLinkedInPrint
Check-lists and GuidelinesMergers and AcquisitionsRequirements for Registration as Fund/Portfolio ManagerRegistration for Requirements as Commodities ExchangeRequirements for Registration as Venture Capital ManagersRequirements for Registration as Securities ExchangeRequirements for Registration as Sub-BrokerRequirements for Registration as RegistrarRequirements for Registration as FMDQ OTC DealersRequirements for Registration as Securities Clearing and Settlement CompanyRequirements for Registration as a Receiving BankerRequirements for Registration as a Self Regulatory Organization/Trade AssociationRequirements for Registration as a Rating AgencyREGISTRATION REQUIREMENT AS TRUSTEESREQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISERRequirements for Registration as Issuing House LATEST NEWS The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading Circular To Regulated Entities And Capital Market Stakeholders Conduct Of Illegal Fund Management By Famzhi Interbiz Limited Circular To All Brokers/Dealers Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020