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ABOUT
- - - The Securities and Exchange Commission, SEC is a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market
  - - About Us
    - Organisational Relations
  - - Our Structure
  - - Licensed Operators
      - Organisations and Individuals Registered By SEC
REGULATION
INVESTOR AREA
OPERATORS AREA
RESEARCH AREA
CONTACT US
- - - Contact Center:
      +234 (0) 2094621168 or +234 (0)
      2094621169 (8.30 am – 4pm)
      Email: sec@sec.gov.ng
      
      Mobile/Whatsapp: 09167723240
  - - Office Addresses:
      
      Head Office: SEC Towers Plot 272 Samuel Adesujo Ademulegun Street, Central Business District, Abuja.
      
      Lagos Zonal Office: 3 Idejo Street, (Opposite Icon House) Adeola Odeku Street, Victoria Island, Lagos State
      
      Kano Zonal Office: 4th Floor, African Alliance House , F1, Sani Abacha Way/ Airport Road. (Opposite KLM Airlines), Kano, Kano State
      
      Port Harcourt Zonal Office: 5b Isiah Odolu Street, GRA phase 2, Port Harcourt, Rivers State
  - - Report an Operator

Check-lists and Guidelines

Nature/Types of Applications
Regulatory Filing Calendar for Public Companies
Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds
Requirements for Filing of Returns by Capital Market Operators (CMOs)
Minimum Capital Requirements for Capital Market Operators
Guidelines on New Minimum Capital Base for Capital Market Operators
Guidelines for Registration as a Capital Market Operator (CMO)
Guidelines for Mergers and Acquisitions
Guidelines for Registration of Securities
Explanatory Notes on New Money Laundering (P) Act 2004 Reporting

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Check-lists and Guidelines

Mergers and Acquisitions
Requirements for Registration as Fund/Portfolio Manager
Registration for Requirements as Commodities Exchange
Requirements for Registration as Venture Capital Managers
Requirements for Registration as Securities Exchange
Requirements for Registration as Sub-Broker
Requirements for Registration as Registrar
Requirements for Registration as FMDQ OTC Dealers
Requirements for Registration as Securities Clearing and Settlement Company
Requirements for Registration as a Receiving Banker
Requirements for Registration as a Self Regulatory Organization/Trade Association
Requirements for Registration as a Rating Agency
REGISTRATION REQUIREMENT AS TRUSTEES
REQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISER
Requirements for Registration as Issuing House

LATEST NEWS

Circular To All Prospective Capital Market Operators On Pre-Registration Training And Examination
Guidance Note to Capital Market Operators and Public Companies on the Circular Regarding Board Appointments and Director Tenure
Circular On The Expiration Of The Companies Income Tax (Exemption Of Bonds And Short-Term Government Securities) Order, 2011
Illegal Operator Alert – Value Growth Platform
Circular On Review And Processing Of Applications For Commercial Papers
Illegal Operator – CMTrading

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CONTACT US

SEC TOWERS,
Plot 272, Samuel Adesujo Ademulegun Street, Central Business District
P.M.B:315, Garki, Abuja
Phone: +2342094621168-9

Mobile/Whatsapp: 09167723240

Email: sec@sec.gov.ng

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