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- - - The Securities and Exchange Commission, SEC is a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market
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Check-lists and Guidelines

Nature/Types of Applications
Regulatory Filing Calendar for Public Companies
Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds
Requirements for Filing of Returns by Capital Market Operators (CMOs)
Minimum Capital Requirements for Capital Market Operators
Guidelines on New Minimum Capital Base for Capital Market Operators
Guidelines for Registration as a Capital Market Operator (CMO)
Guidelines for Mergers and Acquisitions
Guidelines for Registration of Securities
Explanatory Notes on New Money Laundering (P) Act 2004 Reporting

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Check-lists and Guidelines

Mergers and Acquisitions
Requirements for Registration as Fund/Portfolio Manager
Registration for Requirements as Commodities Exchange
Requirements for Registration as Venture Capital Managers
Requirements for Registration as Securities Exchange
Requirements for Registration as Sub-Broker
Requirements for Registration as Registrar
Requirements for Registration as FMDQ OTC Dealers
Requirements for Registration as Securities Clearing and Settlement Company
Requirements for Registration as a Receiving Banker
Requirements for Registration as a Self Regulatory Organization/Trade Association
Requirements for Registration as a Rating Agency
REGISTRATION REQUIREMENT AS TRUSTEES
REQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISER
Requirements for Registration as Issuing House

LATEST NEWS

Re: Warning Against Investing With Unregistered Investments Crowdfunding Platforms
Sensitization And Capacity Building Programme For The Nigerian Capital Market On AML/CFT/CPF 9-16 August 2022
Notification for 2022 second CMC Webinar Meeting
Circular On Processing Fee For Fairness Review Of Mergers, Takeovers And Acquisitions By The Securities And Exchange Commission, Nigeria
Activities Of Some Unregistered Investments Schemes
Notification for 2022 First CMC Webinar Meeting

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CONTACT US

SEC TOWERS,
Plot 272, Samuel Adesujo Ademulegun Street, Central Business District
P.M.B:315, Garki, Abuja
+234 (0) 94621100; +234 (0) 94621168

Email: sec@sec.gov.ng

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