Menu

ABOUT
- - - The Securities and Exchange Commission, SEC is a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market
REGULATION
FORMS/FEES
ENFORCEMENT
INFORMATION
PORTALS
CONTACT US
- - - SEC NIGERIA Regional Offices
    - Head Quarters
      
      SEC Towers,
      Plot 272, Samuel Adesujo Ademulegun Street, Central Business District , Abuja, FCT
      
      Email: sec@sec.gov.ng
      
      Phone: +234 (0) 94621168 (8.30 am – 4pm)
  - - File a Complaint

Check-lists and Guidelines

Nature/Types of Applications
Regulatory Filing Calendar for Public Companies
Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds
Requirements for Filing of Returns by Capital Market Operators (CMOs)
Minimum Capital Requirements for Capital Market Operators
Guidelines on New Minimum Capital Base for Capital Market Operators
Guidelines for Registration as a Capital Market Operator (CMO)
Guidelines for Mergers and Acquisitions
Guidelines for Registration of Securities
Explanatory Notes on New Money Laundering (P) Act 2004 Reporting

Share this:

Email
Twitter
Facebook
WhatsApp
LinkedIn
Print

Check-lists and Guidelines

Mergers and Acquisitions
Requirements for Registration as Fund/Portfolio Manager
Registration for Requirements as Commodities Exchange
Requirements for Registration as Venture Capital Managers
Requirements for Registration as Securities Exchange
Requirements for Registration as Sub-Broker
Requirements for Registration as Registrar
Requirements for Registration as FMDQ OTC Dealers
Requirements for Registration as Securities Clearing and Settlement Company
Requirements for Registration as a Receiving Banker
Requirements for Registration as a Self Regulatory Organization/Trade Association
Requirements for Registration as a Rating Agency
REGISTRATION REQUIREMENT AS TRUSTEES
REQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISER
Requirements for Registration as Issuing House

LATEST NEWS

Proliferation of Unregistered Online Investment and Trading Platforms Facilitating Access to Trading in Securities Listed in Foreign Markets
Exposure Of A Proposed New Rule On Unclaimed Dividends
Notification For 2021 First CMC Webinar Meeting – 15 APRIL 2021
Exposure Of Proposed Major Amendment To The Rules And Regulations Of The Commission
Circular On Warehousing And Collateral Management
Motion for Injuction / Stay of Execution – Engineer Patrick Ajudua Vs SEC & OANDO Plc

© Copyright 2019, Securities & Exchange Commission, Nigeria.

SEC Nigeria Data Privacy Policy

HEADQUARTERS

SEC TOWERS,
Plot 272, Samuel Adesujo Ademulegun Street, Central Business District
P.M.B:315, Garki, Abuja
+234 (0) 94621100; +234 (0) 94621168

CONNECT WITH SEC

Send to Email Address Your Name Your Email Address

Cancel

Post was not sent - check your email addresses!

Email check failed, please try again

Sorry, your blog cannot share posts by email.