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          SEC Towers,
          Plot 272, Samuel Adesujo Ademulegun Street, Central Business District , Abuja, FCT

          Email: sec@sec.gov.ng
          Phone: +234 (0) 94621168 (8.30 am – 4pm)

           

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Check-lists and Guidelines

  • Nature/Types of Applications
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  • Guidelines on New Minimum Capital Base for Capital Market Operators
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  • Guidelines for Mergers and Acquisitions
  • Guidelines for Registration of Securities
  • Explanatory Notes on New Money Laundering (P) Act 2004 Reporting

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Check-lists and Guidelines

  • Mergers and Acquisitions
  • Requirements for Registration as Fund/Portfolio Manager
  • Registration for Requirements as Commodities Exchange
  • Requirements for Registration as Venture Capital Managers
  • Requirements for Registration as Securities Exchange
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  • Requirements for Registration as a Self Regulatory Organization/Trade Association
  • Requirements for Registration as a Rating Agency
  • REGISTRATION REQUIREMENT AS TRUSTEES
  • REQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISER
  • Requirements for Registration as Issuing House

LATEST NEWS

  • The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading
  • Circular To Regulated Entities And Capital Market Stakeholders
  • Conduct Of Illegal Fund Management By Famzhi Interbiz Limited
  • Circular To All Brokers/Dealers
  • Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators
  • CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020

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HEADQUARTERS

SEC TOWERS,
Plot 272, Samuel Adesujo Ademulegun Street, Central Business District
P.M.B:315, Garki, Abuja
+234 (0) 94621100; +234 (0) 94621168

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