* Quarterly Returns Form for Capital Market Operators | Broker/Dealers, Market Makers, Funds/Portfolio Managers, Issuing House, Underwriters, Trustees, State Bond Issue, Investment Advisers, Rating Agencies
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*Quarterly Returns Template – Registrars | |
*Guide to filling quarterly return form | |
*Net Capital Template | Monthly Return Template on Net Capital for Broker/Dealers
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*Guideline for filling Net Capital Template | |
SEC FORM 1 | Financial Standards And Corporate Governance For Public Quoted Companies
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SEC QR FORM 4 | Quarterly Returns From Registrar
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SEC/MR/UT/1 | Monthly Returns from Unit Trust Scheme Fund Managers
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SEC/QR/UT/2 | Quarterly Returns from Unit Trust Schemes Fund Managers
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SEC/HYR/UT/3 | Half Yearly Returns Form for Unit Trust Schemes Fund Managers
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SEC Quarterly Returns for Custodians (E-FORM) | Quarterly Return by Custodians
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SEC QR FORM 8 | Quarterly Returns On Utilization Of Proceeds Of Offer By Issuer
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Financial Performance Measurement for Insurance | Financial Performance Measurement specific For Insurance
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Appendix A1 | Financial Performance Measurement For General Business
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Appendix A2 | Financial Performance Measurement For General Business (Manufacturing)
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Appendix B | Financial Performance Measurement For Banks – Half Yearly
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AML Foreign Exchange Transaction Return form | Foreign Exchange Transaction Returns (FTR)
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Consolidated Grid for Rendition of Various Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) Returns | Consolidated Grid for Rendition of Various Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) Returns |