BAN OF REGISTERED OPERATOR The Securities and Exchange Commission (SEC) in the exercise of its powers under Section 13 of the ISA, 2007 investigated complaints against WT Securities Ltd. and its Directors (Mr. Taofik Lawal and Mrs. Iyabode Lawal) and found them culpable of mismanaging the stocks of Mrs. Opral Mason Benson, and the unauthorized […]
The Securities and Exchange Commission (SEC) has commenced on a four day robust enlightenment programme on e-Dividend registration. The event which started on Monday January 11, 2016 in Abuja with a road show will continue on Tuesday 12, Wednesday 13 and culminate finally in a town hall meeting on Thursday January 14, 2016 at the […]
ANNOUNCEMENT COMPLIANCE WITH MINIMUM CAPITAL REQUIREMENT BY CAPITAL MARKET OPERATORS- PROCEDURE FOR MOVING STOCK ACCOUNT The Market-wide Implementation Committee on new minimum capital requirement for Capital Market Operators (CMOs) further advises the investing public to verify the compliance status of their preferred CMO by checking the list posted on the Securities and Exchange Commission (SEC) […]