Circular

The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers:

Date:          September 12 and 13, 2018

Venue:       SEC Lagos Zonal Office, 3, Idejo Street, Victoria Island, Lagos

Time:          9am daily

Course fee: N50,000

The training would cover topics such as Overview of the Financial System, Responsibilities and Conduct of Capital Market Operators, Overview of the Legal Framework of the Nigerian Capital Market, Securities Offering, Trading and Fund management; and  Compliance, Anti-Money Laundering and Countering the Financing Of Terrorism Activities in the Nigerian Capital Market

It is targeted at Compliance Officers and other staff of Issuing Houses, Broker/ Dealers, Fund managers, Investment Advisers, Solicitors etc.

Interested participants are required to pay via Remita(select workshop/training fees in the “service name” field) and send evidence of payment via email to iabu@sec.gov.ng on or before September 10, 2018.  The email should be titled: SEC SEPTEMBER 2018 TRAINING PROGRAMME.

 

Signed:

 

Management