Circular To All Prospective Capital Market Operators On Pre-Registration Training And Examination

The Securities and Exchange Commission (the Commission) hereby notifies all applicants for registration as Capital Market Operators that the next cycle of the pre-registration training and examination is scheduled to commence on Monday, July 7, 2025. Eligible applicants are as follows:

  1. Applicants who were invited but did not attend the pre-registration training conducted in March 2025;
  2. Applicants who participated in the March 2025 training but did not pass the pre-registration examination; and
  • Other applicants who have satisfied the requirements for participating in pre-registration training.

Participation in the pre-registration training and examination is subject to the completion of the registration process on the designated application portal, as specified in the email notification forwarded by the Commission to each eligible applicant.

Please note that the registration process on the designated portal is expected to be completed on or before July 04, 2025.

The Commission uses this medium to remind applicants that in accordance with SEC Rule 3(6)(b), an application for registration shall lapse, where the applicant fails or neglects to comply with the outlined registration requirements within twelve (12) months of filing the application. In such instance, the affected applicant would be required to file a fresh application for registration.

For further enquiries or clarifications on the above, please contact:

Email: registration@sec.gov.ng

Phone:

  1. 08023505251- Zainab Etsu
  2. 08023263398- Chuks Ojugbana

Signed:

Management