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Page 7 of 7.-
Transfer Of Registration Of Previously Registered Sponsored Individuals Who Left Their Sponsoring Companies Before May 12, 2014 And Have Not Successfully Transferred Their Registration
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Reduction Of Exemption Fees For Some Capital Market Experts
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Exposure Of Investor’s Data And Consent Form
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Update On Renewal Of Registration By Capital Market Operators
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Guidance On The Implementation Of Sections 60 – 63 Of The Investments And Securities Act, 2007 – Extension Of Compliance Date To December 2023
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Re: Notice To All Capital Market Operators (CMOs) On 2022 Renewal Of Registration
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Re: Warning Against Investing With Unregistered Investments Crowdfunding Platforms
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Notice of Acceptance of Applications for the Regulatory Incubation (RI) Program