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Acts

The foundational Acts empowering SEC to regulate and operate efficiently in financial markets.

Whistleblowing

IOSCO to launch 2019 World Investor Week to promote investor education

MOU with Other Countries

The SEC has established Memoranda of Understanding (MOUs) with securities regulators in numerous countries, fostering cooperation and facilitating information exchange on securities regulation, enforcement, and investor protection. This page provides an overview of the SEC's bilateral MOUs and highlights the benefits of these agreements in promoting a stable and interconnected global capital market.

Raising Capital

The Securities and Exchange Commission (SEC) Nigeria is your trusted guide to navigating the capital markets and securing the funding your business needs to thrive. Whether you are an aspiring entrepreneur seeking initial capital or an established company looking to expand, the SEC is here to empower you with the knowledge and resources to achieve your financial goals.

SEC and WASRA

The SEC collaborates with the West African Securities Regulators Association (WASRA), a regional body that facilitates cooperation and information exchange among West African securities regulators.

SEC and IFSB

SEC maintains a cooperative relationship with the Islamic Financial Services Board (IFSB), engaging in information sharing and dialogue on issues like regulatory developments, Shariah compliance, and mitigating financial risks in the Islamic finance sector. This collaboration aims to foster a sound and stable Islamic financial environment, ultimately benefiting investors and the broader financial landscape.

FAQs on FinTechs

Fintech innovations are transforming Nigeria’s financial landscape, but navigating the regulatory framework can be challenging. This FAQ section offers clear, concise answers to common questions on licensing requirements, regulatory sandboxes, compliance obligations, and investor protection under the Nigerian SEC’s oversight, helping fintech entrepreneurs, investors, and stakeholders stay informed and compliant.

SEC Rules For FinTechs

Navigate regulatory standards for fintech firms operating in Nigeria’s capital market; uncover licensing criteria, operational requirements, risk management protocols, and consumer protection measures designed to foster innovation while maintaining market integrity

Requirements for Filing of Returns by Capital Market Operators

Ensuring Market Transparency and Compliance: A Guide to Return Filing for Capital Market Operators