Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Registered FinTech Operators Enforcements Frequently Asked Questions

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Page 37 of 41.

The Lion King Capital Limited

Fund/Portfolio Manager
CAC Reg: 7813410

The Mellanby Trust Company Limited

Fund/Portfolio Manager
CAC Reg: 1159061

The Metropolitan Law Firm

Solicitors
CAC Reg: BN2016522

The New Practice

Solicitors
CAC Reg: 008149

Thomas Macaulay Capital Limited

Corporate Investment Adviser
CAC Reg: 1358837

Tiddo Securities Limited

Broker/Dealer • Issuing House
CAC Reg: 155716

Titan Trust Bank Limited

FMDQ Dealer
CAC Reg: RC1546774

Tonbofa Law Practice

Solicitors
CAC Reg: BN2119933

Topmost Securities Ltd

Broker
CAC Reg: RC 189968

Toyin Fatunmbi & Co.

Reporting Accountant/Auditor
CAC Reg: 2010843

Transsnet Asset Management Limited

Fund/Portfolio Manager
CAC Reg: RC 1527869

Transworld Investment & Securities Ltd

Broker
CAC Reg: 120917

Trinity Securities Limited

Broker/Dealer
CAC Reg: 652708

Trium Limited

Venture Capital
CAC Reg: 1215771

Trust Yields Securities Limited

Broker/Dealer
CAC Reg: 285731

Trustbanc Asset Management Limited

Fund/Portfolio Manager
CAC Reg: RC 487615

Trustbanc Capital Management Ltd

Broker/Dealer
CAC Reg: RC 507159

Trustline Capital Limited

Fund/Portfolio Manager
CAC Reg: 1790964

Tunji Ologbon Partnership

Estate Surveyor/Valuer
CAC Reg: LAZ 007316

Tyndale Securities Ltd

Broker/Dealer • Corporate Investment Adviser
CAC Reg: 720935
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As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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