Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

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Registered FinTech Operators Enforcements Frequently Asked Questions

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Page 34 of 41.

Contact Information

File No.

1941

Address

23 Durban Street, , Abuja Federal Capital Territory

Phone

08094677622

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Okoro Uche Anthony

Compliance Officer

Modibbo Umar Sadiq

Managing Director

Modibbo Umar Abdulhameed

Executive Director

Director/Partners

Modibbo Umar Sadiq

Managing Director

Modibbo Umar Abdulhameed

Executive Director

Contact Information

File No.

608

Address

18 Street, Gregory Road , Lagos

Phone

08067506798

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Balami Stanley Dunama

Managing Director

Aliyu Ibrahim

Compliance Officer

MARK GBENGA ADEYEMI

Sponsored Individual

Director/Partners

Balami Stanley Dunama

Managing Director

Contact Information

File No.

24

Address

SIGNET HOUSE, 8, OLA AYINDE STREET, OFF MOBOLAJI BANK ANTHONY WAY/TOYIN STREET, IKEJA, LAGOS. , Lagos State

Phone

08112834569, 08023378291

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Abdulfatah Baba Mulikat

Compliance Officer

Aina Rotimi

Sponsored Individual

Aina Abiose Oladipo

Managing Director

Director/Partners

Aina Abiose Oladipo

Managing Director

Contact Information

File No.

1564

Address

9th floor floor fortune towers 27/29 ADEYEMO ALAKIJA STREET,VI

Phone

+234-701-1404-511

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Akinosun Akande Oladapo

Sponsored Individual

Mesaiyete Marian Funmilola

Sponsored Individual

Alonge Victoria

Sponsored Individual

Isiekwena Louis Ikemefuna

Compliance Officer

Contact Information

File No.

1986

Address

10 Anifowose Street, Off Adeola Odeku Street, Victoria Island, Lagos , Lagos State

Phone

08034103959

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Irunokhai Chgoziri Lauretha

Managing Director

Ogunleyimu Bevlyn Funke Bunmi

Sponsored Individual

Director/Partners

Irunokhai Chgoziri Lauretha

Managing Director

Contact Information

File No.

1982

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Corporate Investment Adviser

Sponsored Individuals

AKINTAYO OLAKUNLE AKINWOTU

Compliance Officer

JAMILU Ahmed Modibbo

Officer

SENKOYA BABATUNDE OLUWOLE

Managing Director

Director/Partners

SENKOYA BABATUNDE OLUWOLE

Managing Director

Contact Information

File No.

2065

Address

N/A

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Oladele Olayinka Ololade

Compliance Officer

Abubakar Abdullahi

Sponsored Individual

Akpata Christina Chinedu

Managing Director

Director/Partners

Akpata Christina Chinedu

Managing Director

Contact Information

File No.

1523

Address

71, Norman Williams Street, South-West Ikoyi, Lagos State.

Phone

01-9035651, 09152300066

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Asomugha Stephen Chidozie

Compliance Officer

CLARA CHIOMA ODOM

Sponsored Individual

WILLIAMS UDUAK NDARAKE

Sponsored Individual

ADESIYAN AMOS OLUFEMI

Managing Director

Director/Partners

ADESIYAN AMOS OLUFEMI

Managing Director

Contact Information

File No.

1067

Address

7th Floor, St. Nicholas House, Catholic Mission Street

Phone

08022907995

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Akangbe Omoyemi Lateef

Managing Director

Omoyemi Lateef Akangbe

Compliance Officer

Director/Partners

Akangbe Omoyemi Lateef

Managing Director

Contact Information

File No.

1748

Address

Water Front Plaza, Opposite Mr Bigg's, Festac Town, Lagos

Phone

08023071614, 08035777438

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Estate Surveyor/Valuer

Sponsored Individuals

Badmus Moshood Adesola

Sponsored Individual

Owolabi Janet Olayemi

Compliance Officer

Adisa Philip Tunji

Sponsored Individual

Contact Information

File No.

880

Address

33 Ogunlowo Street Off Obafemi Awolowo Way Ikeja

Phone

08022906636

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Reporting Accountant/Auditor

Sponsored Individuals

Oyetayo Olajide Olusola

Managing Director

Adesina Vincent Adebayo

Sponsored Individual

Director/Partners

Oyetayo Olajide Olusola

Managing Director

Contact Information

File No.

619

Address

Medife House (3rd Floor), 58\60 Broad Street, Lagos , Lagos State

Phone

09096833414, 08022240574

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Nwagbosoh Nweke Isaac

Compliance Officer

Ezeagu Patrick Onyenwechukwu

Managing Director

Nwosu-igbo Onyii Charles

Sponsored Individual

Nwaobi Chiedu Augustine

Sponsored Individual

Director/Partners

Ezeagu Patrick Onyenwechukwu

Managing Director

Onyekwelu Onyedikachukwu Solomon

Non Executive Director

Aloke Martha

Non Executive Director

Contact Information

File No.

1166

Address

12A IGBODO STREET OLD GRA, PORT HARCOURT, RIVERS STATE

Phone

08023154515

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Solicitors

Sponsored Individuals

Adeboye Solomon Ademola

Compliance Officer

Mba Onos Rosemary

Compliance Officer

Odunaike Abayomi Abimbola

Compliance Officer

Akpana Tamunoemi Iboroma

Sponsored Individual

Solola Oladipo Temitope

Sponsored Individual

Contact Information

File No.

1920

Address

41, Fatai Arobieke Street, Off Admiralty Road, Lekki Phase 1, Lagos. , Lagos State

Phone

08027297024

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Inter Dealer Broker

Sponsored Individuals

Uhiara Okiyi Ekele

Compliance Officer

Okonji Sunday Okeibunor

Sponsored Individual

Onwumelu Iheanyi Eberchi

Sponsored Individual

Contact Information

File No.

3032

Address

195, Jide Oki Street, Off Ligali Ayorinde, , Victoria Island , Lagos

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Temitope Sanni Olusola

Managing Director

Bello Luqman Abiola

Compliance Officer

Director/Partners

Temitope Sanni Olusola

Managing Director

Contact Information

File No.

1897

Address

No. 39 Alfred Rewane Road, Ikoyi - Lagos , Lagos State

Phone

+234 701 523 4747

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Fund/Portfolio Manager

Sponsored Individuals

Odusanya Segun

Managing Director

Alonge Femi

Executive Director

Director/Partners

Odusanya Segun

Managing Director

Alonge Femi

Executive Director

Contact Information

File No.

903

Address

12th Floor, New African House, , 31, Marina Road , Lagos

Phone

08028414480

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker

Sponsored Individuals

Eze Gabriel Ifeanyi

Managing Director

Okereke Chinenye Michael

Compliance Officer

EZE GABRIEL IFEANYI

Managing Director

Director/Partners

Eze Gabriel Ifeanyi

Managing Director

EZE GABRIEL IFEANYI

Managing Director

Contact Information

File No.

719

Address

28 OLOGUN AGBAJE STR. OFF ADEOLA ODEKU STR. V/ISLAND LAGOS

Phone

08035196622,+234(1)2771214-5, 2778348,2778349

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Broker/Dealer

Sponsored Individuals

Bagana Osahon Shehu

Compliance Officer

Yakubu-Concern Shehu

Managing Director

Abba Ugbede Joe

Executive Director

Director/Partners

Yakubu-Concern Shehu

Managing Director

Abba Ugbede Joe

Executive Director

Contact Information

File No.

562

Address

The Wealth House, Plot 1678 Olakunle Bakare Close , Off Sanusi Fafunwa , Victoria Island , Lagos

Phone

+234-1-2801266

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• Corporate Investment Adviser

• Fund/Portfolio Manager

Sponsored Individuals

Mbagwu Tina

Sponsored Individual

Osunfisan Sola

Sponsored Individual

Contact Information

File No.

6

Address

Stanbic IBTC Towers , Walter Carrington Crescent , Victoria Island , Lagos

Phone

09037756594

Functions & Registration

Status

ACTIVE

Date of Registration

November 02, 2025

Functions

• FMDQ Dealer

• Receiving Banker

• Custodian

• Securities Leading Agent

Sponsored Individuals

Ekatah Benedict

Sponsored Individual

Adeniyi Wole

Managing Director

Dayo-olagunju Bunmi

Executive Director

Adekola Adegbite

Compliance Officer

Aluko Ademilola

Sponsored Individual

Shote Ojinika

Sponsored Individual

Olusanya Temitayo

Sponsored Individual

Akubudike Phil Uzoamaka

Officer

Director/Partners

Adeniyi Wole

Managing Director

Dayo-olagunju Bunmi

Executive Director

Oyedeji Adebowale

Independent Director

Isma Rabi

Independent Director

David-borha Sola

Non Executive Director

Delano Olu

Executive Director

1 ... 32 33 34 35 36 ... 41

As an investor, choosing the right Capital Market Operator (CMO) is essential for safeguarding your assets and maximizing returns. All CMOs in Nigeria are regulated and regularly supervised by the SEC, ensuring they meet the highest standards of professionalism, financial soundness and ethical conduct. Whether you need a broker, fund manager, investment adviser or any other market intermediary, here you can verify their credentials, view their scope of services and confirm their registration status in one place.

Please Note:

While we strive to keep all records accurate and current, investors should still conduct their own due diligence and consult qualified professionals before making any investment decisions.

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