Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | Launch of the SEC's redesigned website | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

Individual Registration Requirements
for Each Capital Market Operator

A comprehensive checklist to guide each capital market operator through their individual registration requirements—covering application steps, eligibility criteria, required documentation, governance and compliance controls, renewal and amendment processes, and post-approval obligations—with clarity and confidence.

Broker Registration Requirements
Broker/Dealer Registration Requirements
Capital Market Consultant (Corporate) Registration Requirements
Capital Market Consultant (Individual) Registration Requirements
Capital Market Consultant (Partnership) Registration Requirements
Central Counter Party (CCP) Registration Requirements
Clearing and Settlement Company (CSC) Registration Requirements
Collateral Management Company (CMC) Registration Requirements
Commodities Broker Registration Requirements
Commodities Broker/Dealer Registration Requirements
Commodities Dealer Registration Requirements
Commodities Exchange Registration Requirements
Crowdfunding Intermediary Registration Requirements
Custodian of Securities Registration Requirements
Dealer Registration Requirements
Dealing Member Banks Registration Requirements
Fund/Portfolio Managers Registration Requirements
Holding Company Registration Requirements
Inter-Dealer Broker Registration Requirements
Investment Adviser (Corporate) Registration Requirements
Investment Adviser (Individual) Registration Requirements
Issuing House Registration Requirements
Receiving Banker (Banker to An Issue) Registration Requirements
Registrar Registration Requirements
Robo Adviser Registration Requirements
SRO/Trade Association Registration Requirements
Securities Exchange Registration Requirements
Sub-Broker (Corporate) Registration Requirements
Sub-Broker (Digital) Registration Requirements
Sub-Broker (Individual) Registration Requirements
Trade Repository Registration Requirements
Trustees Registration Requirements
Warehousing Operators Registration Requirements
  1. Back to Home
  2. /
  3. About
  4. /
  5. Resources
  6. /
  7. Checklists
  8. /
  9. Individual Registration Requirements for Each CMO