The Commission is the apex regulatory body of the Nigerian Capital Market. As the apex regulator, it is saddled with the regulation of the market to ensure the protection of investors, maintain fair, efficient and transparent market and reduction of systemic risk.
The Commission in carrying out these functions formulates Rules and Regulations to regulate the Market and its players, to ensure transparency, consistency and fairness, amongst others. To enhance its regulatory function the Commission is commencing the issuance of Interpretive Guidance Notes (IGN) to aid understanding of and provide guidance in the course of compliance with the relevant SEC Rules and Regulations. .
The Commission would through this IGN:
It is expected that this will help the Commission to:
The IGN, which will be publicized on the Commission’s website, would cover provisions of the following:
Please fill the form below to send your question(s) and comment(s) to the Commission.
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