Front Running 24/02/2016 The sale or purchase of securities by a broker-dealer for his account ahead of client’s order and based on privileged information available to the broker-dealer about the client’s order flow. NEWS The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading Circular To Regulated Entities And Capital Market Stakeholders Conduct Of Illegal Fund Management By Famzhi Interbiz Limited Circular To All Brokers/Dealers Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020
Front Running 24/02/2016 The sale or purchase of securities by a broker-dealer for his account ahead of client’s order and based on privileged information available to the broker-dealer about the client’s order flow.
NEWS The Investments And Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading Circular To Regulated Entities And Capital Market Stakeholders Conduct Of Illegal Fund Management By Famzhi Interbiz Limited Circular To All Brokers/Dealers Pre-Notice On Cancellation/Withdrawal Of Certificates Of Registration Of Inactive Capital Market Operators CIRCULAR – EXTENSION OF DEADLINE TO FILE QUARTERLY FINANCIAL STATEMENTS FOR THE PERIOD ENDING SEPTEMBER 30, 2020