Nature/Types of Applications Regulatory Filing Calendar for Public Companies Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds Requirements for Filing of Returns by Capital Market Operators (CMOs) Minimum Capital Requirements for Capital Market Operators Guidelines on New Minimum Capital Base for Capital Market Operators Guidelines for Registration as a Capital Market Operator (CMO) Guidelines for Mergers and Acquisitions Guidelines for Registration of Securities Explanatory Notes on New Money Laundering (P) Act 2004 Reporting Share this:EmailTwitterFacebookWhatsAppLinkedInPrint Check-lists and GuidelinesMergers and AcquisitionsRequirements for Registration as Fund/Portfolio ManagerRegistration for Requirements as Commodities ExchangeRequirements for Registration as Venture Capital ManagersRequirements for Registration as Securities ExchangeRequirements for Registration as Sub-BrokerRequirements for Registration as RegistrarRequirements for Registration as FMDQ OTC DealersRequirements for Registration as Securities Clearing and Settlement CompanyRequirements for Registration as a Receiving BankerRequirements for Registration as a Self Regulatory Organization/Trade AssociationRequirements for Registration as a Rating AgencyREGISTRATION REQUIREMENT AS TRUSTEESREQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISERRequirements for Registration as Issuing House LATEST NEWS Notification for the 2024 Capital Market Committee 1ST Webinar Meeting Proposed Major Amendment to the Rules on Issuance, Offering Platforms and Custody of Digital Assets to stakeholders and the general public SEC International Women’s Day 2024 Webinar Mandatory Audit Firm Rotation In Public Companies (Joint Audit) Re: Compliance Of Public Companies With Sections 60-63 Of The Investments And Securities Act (2007) The SEC Regulatory Incubation Program: Call for Applications into Cohort 002/24
Nature/Types of Applications Regulatory Filing Calendar for Public Companies Requirements/Conditions for Processing Products and Services for the Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds Requirements for Filing of Returns by Capital Market Operators (CMOs) Minimum Capital Requirements for Capital Market Operators Guidelines on New Minimum Capital Base for Capital Market Operators Guidelines for Registration as a Capital Market Operator (CMO) Guidelines for Mergers and Acquisitions Guidelines for Registration of Securities Explanatory Notes on New Money Laundering (P) Act 2004 Reporting Share this:EmailTwitterFacebookWhatsAppLinkedInPrint
Check-lists and GuidelinesMergers and AcquisitionsRequirements for Registration as Fund/Portfolio ManagerRegistration for Requirements as Commodities ExchangeRequirements for Registration as Venture Capital ManagersRequirements for Registration as Securities ExchangeRequirements for Registration as Sub-BrokerRequirements for Registration as RegistrarRequirements for Registration as FMDQ OTC DealersRequirements for Registration as Securities Clearing and Settlement CompanyRequirements for Registration as a Receiving BankerRequirements for Registration as a Self Regulatory Organization/Trade AssociationRequirements for Registration as a Rating AgencyREGISTRATION REQUIREMENT AS TRUSTEESREQUIREMENT FOR REGISTRATION AS CORPORATE INVESTMENT ADVISERRequirements for Registration as Issuing House LATEST NEWS Notification for the 2024 Capital Market Committee 1ST Webinar Meeting Proposed Major Amendment to the Rules on Issuance, Offering Platforms and Custody of Digital Assets to stakeholders and the general public SEC International Women’s Day 2024 Webinar Mandatory Audit Firm Rotation In Public Companies (Joint Audit) Re: Compliance Of Public Companies With Sections 60-63 Of The Investments And Securities Act (2007) The SEC Regulatory Incubation Program: Call for Applications into Cohort 002/24