SEC Proposes New Rules and Amendments to the Commission’s Rules and Regulations

EXPOSURE OF NEW RULES AND SUNDRY AMENDMENTS TO THE SEC RULES AND REGULATIONS

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  1. Proposed New Rules
  • Rule on Specialized Funds/Schemes,
  • Rule on Investment Advisory Services
  1. Proposed Sundry Amendments to SEC Rules & Regulation
  • Rules 96 & 97-Investment Advisers
  • Rule 61-Nominee Accounts
  • Rule 5(3)- Regulations for Demutualization of Securities Exchanges in Nigeria
  • The Rule on Fund/Portfolio Management Operations
  • The Rule on Book Building
  • The Code of Corporate Governance

 

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*All comments and input should be forwarded to the Secretariat, Rules Committee of the Commission, via, rulescommittee@sec.gov.ng or through the DG, SEC, not later than two (2) weeks from the date of this publication*.