Exposure of sundry amendments to the Rules and Regulations of the Commission

sec-rules-cover

EXPOSURE OF SUNDRY AMENDMENTS TO THE RULES AND REGULATIONS OF THE COMMISSION (Download PDF)

Major Amendment

  1. Proposed amendment to Part C15 – Securities Clearing and Settlement Company

Sundry Amendments

  1. Proposed Amendment to the Rule 40(5) on type of Public Company that may file earnings forecast
  2. Proposed amendment to Rule 41(4)- Rules Relating to Publication of Interim Financial Statement (Re-Exposure)
  3. Proposed amendment to Schedule II of the Commission’s Rules and Regulations- Insertion of penalty for diversion/misapplication of Issue Proceeds (Re-Exposure)