Cases Referred To Law Enforcement Agencies (as at March 2011)

S/N Operator Alleged Offences Agency Remarks
1 Ms Pamela Wu, Mr. Steve Wu, & Board of Directors of Big Treat Plc Failure to pay shareholders’ dividends declared since 2008 SSS Awaiting update
2 First Allstate Securities Ltd. & its MD, Mr. Tajudeen Folaji Fraudulent Conduct EFCC Awaiting update
3 Unique Myriad Ltd. Illegal Operator/fraudulent activities Police Awaiting update
4 Proforte Investment Ltd. Fraudulent Conduct Police Awaiting update
5 Koltron Ltd. Fraudulent Conduct Police Awaiting update
6 Davandy Finance & Securities Ltd. Fraudulent Conduct Police Awaiting update
7 Empire Securities Ltd. Fraudulent Conduct Police Awaiting update
8 Ageless Capital Ltd. Illegal Operator Police Awaiting update
9 Halsec Finance Ltd. Fraudulent Conduct Police Awaiting update
10 Akitorch Securities Ltd. Fraudulent Conduct Police Awaiting update
11 Easytrade Concepts Ltd. Fraudulent Conduct Police Awaiting update
12 Dynamic Trust Securities Ltd. Unregistered Operator Police Awaiting update
*13 Stronghold Investment Ltd. Unregistered Operator Police Awaiting update
14 Wealthwind Logic Plus Ltd. Unregistered Operator Police Awaiting update
15 Credence Investment Ltd. Unregistered Operator Police Awaiting update
16 Financial Link Ltd. Unregistered Operator Police Awaiting update
17 St. Martins Nigeria Ltd. (Proprietor, Chief Ikechukwu Nwankwo) Unregistered Operator Police Awaiting update
18 Broad Base Investment Ltd. Unregistered Operator Police Awaiting update
19 Shalom Iyke Company Unregistered Operator Police Awaiting update
20 Stock Monitor Unregistered Operator Police Awaiting update
21 Brentonwoods Ltd. & Mr. S.A. Adebanjo (MD) Unregistered Operator Police Awaiting update
22 Crown Trust Ltd. Unregistered Operator Police Awaiting update
23 Best Choice Forex Network Unregistered Operator Police Awaiting update
24 Gold Shield Investment Unregistered Operator Police Awaiting update
25 Core Function & Assets Ltd. Unregistered Operator Police Awaiting update
26 AAA Stockbrokers Ltd Fraudulent conduct in the market Police Awaiting update
27 Beachgrove Securities Limited Fraudulent conduct in the market Police Awaiting update